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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+7.38%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$426M
AUM Growth
+$47.8M
Cap. Flow
+$22.6M
Cap. Flow %
5.3%
Top 10 Hldgs %
46.08%
Holding
185
New
9
Increased
94
Reduced
41
Closed
8

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$1.98M
2
MRK icon
Merck
MRK
+$1.41M
3
JNJ icon
Johnson & Johnson
JNJ
+$1.31M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.25M
5
MSFT icon
Microsoft
MSFT
+$1.01M

Top Sells

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$795K
2
DVY icon
iShares Select Dividend ETF
DVY
+$734K
3
SYG
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
+$509K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$453K
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$431K

Sector Composition

Rank Sector Weight
1 Technology 25.97%
2 Healthcare 14.4%
3 Consumer Staples 14.28%
4 Communication Services 10.25%
5 Financials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSP
176
BrightSpire Capital
BRSP
$715M
$4K ﹤0.01%
852
– –
GE icon
177
GE Aerospace
GE
$364B
$3K ﹤0.01%
82
– –
BNDX icon
178
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-1,689
Closed -$98K
GSK icon
179
GSK
GSK
$104B
– –
-309
Closed -$16K
IAU icon
180
iShares Gold Trust
IAU
$62.4B
– –
-631
Closed -$21K
IVW icon
181
iShares S&P 500 Growth ETF
IVW
$73.1B
– –
-320
Closed -$17K
NAC icon
182
Nuveen California Quality Municipal Income Fund
NAC
$1.87B
– –
-205
Closed -$3K
QDF icon
183
FlexShares Quality Dividend Index Fund
QDF
$2.22B
– –
-2,300
Closed -$97K
SLV icon
184
iShares Silver Trust
SLV
$27.1B
– –
-553
Closed -$9K
WFC icon
185
Wells Fargo
WFC
$265B
– –
-4,784
Closed -$122K
4 5 6 7
8

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MGAI
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Lucia Wealth Services's Q3 2020 Portfolio in Review

As of Q3 2020, Lucia Wealth Services held 185 positions worth $426M, up 13% from $378M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lucia Wealth Services deployed $22.6M of net new capital in Q3 2020, opening 9 new positions and adding to 94 existing holdings. Its largest new stake was Arcosa: 5,213 shares worth $230K.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was First Trust Horizon Managed Volatility Domestic ETF, an estimated $795K trimmed.

  • Lucia Wealth Services's largest Q3 2020 buy was Arcosa: 5,213 shares worth $230K.
  • Lucia Wealth Services added most to Sprott Physical Gold in Q3 2020, an estimated $1.98M increase.
  • Lucia Wealth Services's biggest Q3 2020 reduction was First Trust Horizon Managed Volatility Domestic ETF, cutting an estimated $795K.
  • Lucia Wealth Services fully exited Wells Fargo in Q3 2020, selling an estimated $122K.
  • Lucia Wealth Services's ten largest holdings make up 46% of its $426M portfolio in Q3 2020.
  • Lucia Wealth Services opened 9 new positions and closed 8 in Q3 2020.
  • Lucia Wealth Services's portfolio value rose 13% quarter-over-quarter to $426M.

Based on Lucia Wealth Services's 13F filing for Q3 2020, filed 9 Nov 2020.