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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+7.38%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$426M
AUM Growth
+$47.8M
Cap. Flow
+$22.6M
Cap. Flow %
5.3%
Top 10 Hldgs %
46.08%
Holding
185
New
9
Increased
94
Reduced
41
Closed
8

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$1.98M
2
MRK icon
Merck
MRK
+$1.41M
3
JNJ icon
Johnson & Johnson
JNJ
+$1.31M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.25M
5
MSFT icon
Microsoft
MSFT
+$1.01M

Top Sells

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$795K
2
DVY icon
iShares Select Dividend ETF
DVY
+$734K
3
SYG
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
+$509K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$453K
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$431K

Sector Composition

Rank Sector Weight
1 Technology 25.97%
2 Healthcare 14.4%
3 Consumer Staples 14.28%
4 Communication Services 10.25%
5 Financials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
126
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$201K 0.05%
3,707
-2,072
-36% -$113K
SYKE
127
DELISTED
SYKES Enterprises Inc
SYKE
$198K 0.05%
+5,779
New +$179K
JPM icon
128
JPMorgan Chase
JPM
$901B
$194K 0.05%
2,013
-232
-10% -$22.8K
SBUX icon
129
Starbucks
SBUX
$119B
$193K 0.05%
2,246
-57
-2% -$4.55K
CVCO icon
130
Cavco Industries
CVCO
$4.37B
$191K 0.04%
+1,059
New +$202K
FSK icon
131
FS KKR Capital
FSK
$3.04B
$191K 0.04%
12,054
+550
+5% +$8.58K
ULTA icon
132
Ulta Beauty
ULTA
$21B
$189K 0.04%
845
– –
DLS icon
133
WisdomTree International SmallCap Dividend Fund
DLS
$1.03B
$186K 0.04%
+3,100
New +$182K
MCD icon
134
McDonald's
MCD
$190B
$177K 0.04%
806
-13
-2% -$2.67K
EW icon
135
Edwards Lifesciences
EW
$48.9B
$162K 0.04%
+2,034
New +$159K
AMGN icon
136
Amgen
AMGN
$197B
$153K 0.04%
601
+14
+2% +$3.47K
XLY icon
137
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$151K 0.04%
+2,060
New +$146K
XBI icon
138
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$149K 0.04%
1,335
– –
GLD icon
139
SPDR Gold Trust
GLD
$129B
$144K 0.03%
814
-56
-6% -$10.1K
DVY icon
140
iShares Select Dividend ETF
DVY
$23.6B
$129K 0.03%
1,577
-8,805
-85% -$734K
GOOGL icon
141
Alphabet (Google) Class A
GOOGL
$4.3T
$129K 0.03%
1,760
+20
+1% +$1.52K
MDLZ icon
142
Mondelez International
MDLZ
$77.4B
$120K 0.03%
+2,094
New +$117K
PFE icon
143
Pfizer
PFE
$141B
$118K 0.03%
3,395
– –
WPC icon
144
W.P. Carey
WPC
$16.7B
$112K 0.03%
1,758
+490
+39% +$33K
WMT icon
145
Walmart Inc
WMT
$893B
$107K 0.03%
2,298
+63
+3% +$2.8K
CVX icon
146
Chevron
CVX
$378B
$98K 0.02%
1,362
– –
O icon
147
Realty Income
O
$60.8B
$98K 0.02%
1,657
+553
+50% +$32.7K
QQQ icon
148
Invesco QQQ Trust
QQQ
$463B
$95K 0.02%
342
-135
-28% -$36.6K
VTR icon
149
Ventas
VTR
$46.8B
$92K 0.02%
2,200
– –
GSBD icon
150
Goldman Sachs BDC
GSBD
$978M
$90K 0.02%
6,000
– –
4 5
6
7 8

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Lucia Wealth Services's Q3 2020 Portfolio in Review

As of Q3 2020, Lucia Wealth Services held 185 positions worth $426M, up 13% from $378M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lucia Wealth Services deployed $22.6M of net new capital in Q3 2020, opening 9 new positions and adding to 94 existing holdings. Its largest new stake was Arcosa: 5,213 shares worth $230K.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was First Trust Horizon Managed Volatility Domestic ETF, an estimated $795K trimmed.

  • Lucia Wealth Services's largest Q3 2020 buy was Arcosa: 5,213 shares worth $230K.
  • Lucia Wealth Services added most to Sprott Physical Gold in Q3 2020, an estimated $1.98M increase.
  • Lucia Wealth Services's biggest Q3 2020 reduction was First Trust Horizon Managed Volatility Domestic ETF, cutting an estimated $795K.
  • Lucia Wealth Services fully exited Wells Fargo in Q3 2020, selling an estimated $122K.
  • Lucia Wealth Services's ten largest holdings make up 46% of its $426M portfolio in Q3 2020.
  • Lucia Wealth Services opened 9 new positions and closed 8 in Q3 2020.
  • Lucia Wealth Services's portfolio value rose 13% quarter-over-quarter to $426M.

Based on Lucia Wealth Services's 13F filing for Q3 2020, filed 9 Nov 2020.