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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+7.38%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$426M
AUM Growth
+$47.8M
Cap. Flow
+$22.6M
Cap. Flow %
5.3%
Top 10 Hldgs %
46.08%
Holding
185
New
9
Increased
94
Reduced
41
Closed
8

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$1.98M
2
MRK icon
Merck
MRK
+$1.41M
3
JNJ icon
Johnson & Johnson
JNJ
+$1.31M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.25M
5
MSFT icon
Microsoft
MSFT
+$1.01M

Top Sells

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$795K
2
DVY icon
iShares Select Dividend ETF
DVY
+$734K
3
SYG
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
+$509K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$453K
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$431K

Sector Composition

Rank Sector Weight
1 Technology 25.97%
2 Healthcare 14.4%
3 Consumer Staples 14.28%
4 Communication Services 10.25%
5 Financials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
151
Verizon
VZ
$182B
$75K 0.02%
1,264
-380
-23% -$22.1K
TSLA icon
152
Tesla
TSLA
$1.39T
$73K 0.02%
+510
New +$60.2K
BA icon
153
Boeing
BA
$165B
$65K 0.02%
393
+10
+3% +$1.7K
MMM icon
154
3M
MMM
$83B
$63K 0.01%
470
-29
-6% -$3.9K
XLU icon
155
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$62K 0.01%
2,100
+500
+31% +$14.8K
JPS
156
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$62K 0.01%
7,000
– –
IWO icon
157
iShares Russell 2000 Growth ETF
IWO
$14.6B
$54K 0.01%
245
– –
T icon
158
AT&T
T
$153B
$54K 0.01%
2,508
-1,485
-37% -$33.2K
PGX icon
159
Invesco Preferred ETF
PGX
$3.87B
$52K 0.01%
3,500
– –
USA icon
160
Liberty All-Star Equity Fund
USA
$1.78B
$52K 0.01%
8,635
– –
MO icon
161
Altria Group
MO
$125B
$49K 0.01%
1,275
– –
SO icon
162
Southern Company
SO
$106B
$49K 0.01%
910
– –
APTS
163
DELISTED
Preferred Apartment Communities, Inc.
APTS
$44K 0.01%
8,090
– –
AEP icon
164
American Electric Power
AEP
$71.3B
$42K 0.01%
509
– –
COST icon
165
Costco
COST
$415B
$42K 0.01%
119
-55
-32% -$18.5K
SRE icon
166
Sempra
SRE
$59.3B
$42K 0.01%
712
-918
-56% -$56.5K
VYM icon
167
Vanguard High Dividend Yield ETF
VYM
$79.7B
$37K 0.01%
455
-70
-13% -$5.73K
PG icon
168
Procter & Gamble
PG
$347B
$33K 0.01%
236
– –
GNL icon
169
Global Net Lease
GNL
$1.93B
$31K 0.01%
1,959
– –
PEP icon
170
PepsiCo
PEP
$185B
$29K 0.01%
211
– –
RTL
171
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$29K 0.01%
4,630
-2,961
-39% -$21K
NVDA icon
172
NVIDIA
NVDA
$4.92T
$25K 0.01%
1,880
– –
TAP icon
173
Molson Coors Class B
TAP
$7.8B
$14K ﹤0.01%
413
– –
ECL icon
174
Ecolab
ECL
$75.6B
$13K ﹤0.01%
65
– –
ROK icon
175
Rockwell Automation
ROK
$51B
$8K ﹤0.01%
36
– –
4 5 6
7
8

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AIM
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CCM
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MGAI
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Lucia Wealth Services's Q3 2020 Portfolio in Review

As of Q3 2020, Lucia Wealth Services held 185 positions worth $426M, up 13% from $378M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lucia Wealth Services deployed $22.6M of net new capital in Q3 2020, opening 9 new positions and adding to 94 existing holdings. Its largest new stake was Arcosa: 5,213 shares worth $230K.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was First Trust Horizon Managed Volatility Domestic ETF, an estimated $795K trimmed.

  • Lucia Wealth Services's largest Q3 2020 buy was Arcosa: 5,213 shares worth $230K.
  • Lucia Wealth Services added most to Sprott Physical Gold in Q3 2020, an estimated $1.98M increase.
  • Lucia Wealth Services's biggest Q3 2020 reduction was First Trust Horizon Managed Volatility Domestic ETF, cutting an estimated $795K.
  • Lucia Wealth Services fully exited Wells Fargo in Q3 2020, selling an estimated $122K.
  • Lucia Wealth Services's ten largest holdings make up 46% of its $426M portfolio in Q3 2020.
  • Lucia Wealth Services opened 9 new positions and closed 8 in Q3 2020.
  • Lucia Wealth Services's portfolio value rose 13% quarter-over-quarter to $426M.

Based on Lucia Wealth Services's 13F filing for Q3 2020, filed 9 Nov 2020.