Bruderman Asset Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Bruderman Asset Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-39,711	Closed	-$867K	–	87
2019 Q4	$867K	Sell	39,711 -13,480	-25%	-$288K	0.27%	68
2019 Q3	$1.12M	Sell	53,191 -410	-0.8%	-$8.34K	0.28%	69
2019 Q2	$1.07M	Buy	53,601 +2,557	+5%	+$49.9K	0.25%	63
2019 Q1	$965K	Buy	51,044 +3,641	+8%	+$66.9K	0.21%	68
2018 Q4	$793K	Sell	47,403 -1,863	-4%	-$31.7K	0.2%	70
2018 Q3	$898K	Buy	49,266 +4,223	+9%	+$80.2K	0.21%	75
2018 Q2	$852K	Sell	45,043 -5,044	-10%	-$94.3K	0.21%	77
2018 Q1	$952K	Buy	50,087 +1,686	+3%	+$32.4K	0.23%	71
2017 Q4	$990K	Buy	48,401 +561	+1%	+$11.7K	0.25%	67
2017 Q3	$1.02M	Buy	47,840 +6,327	+15%	+$134K	0.27%	67
2017 Q2	$912K	Buy	41,513 +6,267	+18%	+$133K	0.24%	69
2017 Q1	$724K	Buy	35,246 +3,134	+10%	+$62.1K	0.21%	71
2016 Q4	$605K	Buy	32,112 +4,246	+15%	+$83.3K	0.18%	77
2016 Q3	$580K	Buy	27,866 +5,190	+23%	+$112K	0.17%	83
2016 Q2	$491K	Sell	22,676 -937	-4%	-$19.5K	0.15%	86
2016 Q1	$481K	Buy	23,613 +4,766	+25%	+$94.2K	0.17%	85
2015 Q4	$378K	Buy	18,847 +1,513	+9%	+$30.1K	0.14%	87
2015 Q3	$325K	Buy	17,334 +12,602	+266%	+$236K	0.13%	86
2015 Q2	$88K	Sell	4,732 -57	-1%	-$1.16K	0.03%	165
2015 Q1	$97K	Buy	+4,789	New	+$98.1K	0.04%	159

Other funds holding FFC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bruderman Asset Management's FFC Position: Q1 2020 in Review

Bruderman Asset Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2020, closing a stake of 39,711 shares — an estimated $867K sold.

Bruderman Asset Management first reported a position in FFC in Q1 2015 and held it in 20 quarters. The position peaked at $1.12M in Q3 2019. 95 funds tracked by Wall St. Rank hold FFC as of Q1 2020.

Bruderman Asset Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2020 after selling out during the quarter.
Bruderman Asset Management sold 39,711 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2020, an estimated $867K.
Bruderman Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2015 and held it in 20 quarters.
Bruderman Asset Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.12M in Q3 2019.
95 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2020.

Based on Bruderman Asset Management's 13F filing for Q1 2020, filed 28 Apr 2020.