Cerity Partners’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Cerity Partners’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-11,262	Closed	-$179K	–	2679
2025 Q1	$179K	Hold	11,262	–	–	﹤0.01%	2242
2024 Q4	$175K	Buy	11,262 +42	+0.4%	+$670	﹤0.01%	2257
2024 Q3	$184K	Hold	11,220	–	–	﹤0.01%	2339
2024 Q2	$166K	Hold	11,220	–	–	﹤0.01%	2056
2024 Q1	$167K	Hold	11,220	–	–	﹤0.01%	2147
2023 Q4	$156K	Sell	11,220 -31,082	-73%	-$409K	﹤0.01%	1749
2023 Q3	$549K	Sell	42,302 -103,560	-71%	-$1.4M	﹤0.01%	949
2023 Q2	$2M	Sell	145,862 -53,071	-27%	-$728K	0.01%	733
2023 Q1	$2.75M	Sell	198,933 -150,568	-43%	-$2.39M	0.01%	619
2022 Q4	$5.25M	Buy	+349,501	New	+$5.31M	0.03%	354

Other funds holding FFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Cerity Partners's FFC Position: Q2 2025 in Review

Cerity Partners sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q2 2025, closing a stake of 11,262 shares — an estimated $179K sold.

Cerity Partners first reported a position in FFC in Q4 2022 and held it in 10 quarters. The position peaked at $5.25M in Q4 2022. 112 funds tracked by Wall St. Rank hold FFC as of Q2 2025.

Cerity Partners reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q2 2025 after selling out during the quarter.
Cerity Partners sold 11,262 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2025, an estimated $179K.
Cerity Partners first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2022 and held it in 10 quarters.
Cerity Partners's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $5.25M in Q4 2022.
112 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2025.

Based on Cerity Partners's 13F filing for Q2 2025, filed 13 Aug 2025.