Pine River Capital Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Pine River Capital Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-58,718	Closed	-$1.03M	–	652
2013 Q4	$1.03M	Buy	+58,718	New	+$1.04M	0.01%	458

Other funds holding FFC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Pine River Capital Management's FFC Position: Q1 2014 in Review

Pine River Capital Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2014, closing a stake of 58,718 shares — an estimated $1.03M sold.

Pine River Capital Management first reported a position in FFC in Q4 2013 and held it in 1 quarter. The position peaked at $1.03M in Q4 2013. 65 funds tracked by Wall St. Rank hold FFC as of Q1 2014.

Pine River Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2014 after selling out during the quarter.
Pine River Capital Management sold 58,718 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2014, an estimated $1.03M.
Pine River Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2013 and held it in 1 quarter.
Pine River Capital Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.03M in Q4 2013.
65 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2014.

Based on Pine River Capital Management's 13F filing for Q1 2014, filed 15 May 2014.