City of London Investment Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

City of London Investment Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-34,337	Closed	-$648K	–	127
2018 Q2	$648K	Sell	34,337 -9,905	-22%	-$185K	0.05%	74
2018 Q1	$840K	Buy	+44,242	New	+$851K	0.06%	76

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Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

City of London Investment Management's FFC Position: Q3 2018 in Review

City of London Investment Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2018, closing a stake of 34,337 shares — an estimated $648K sold.

City of London Investment Management first reported a position in FFC in Q1 2018 and held it in 2 quarters. The position peaked at $840K in Q1 2018. 82 funds tracked by Wall St. Rank hold FFC as of Q3 2018.

City of London Investment Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2018 after selling out during the quarter.
City of London Investment Management sold 34,337 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2018, an estimated $648K.
City of London Investment Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2018 and held it in 2 quarters.
City of London Investment Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $840K in Q1 2018.
82 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2018.

Based on City of London Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.