U
FFC

UBS’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

UBS’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$13.4M Buy
695,090
+129,369
+23% +$2.5M 0.01% 1222
2014
Q2 		$11.1M Buy
565,721
+294,624
+109% +$5.85M 0.01% 1281
2014
Q1 		$5.21M Buy
271,097
+138,621
+105% +$2.57M ﹤0.01% 1826
2013
Q4 		$2.32M Sell
132,476
-8,243
-6% -$146K ﹤0.01% 2670
2013
Q3 		$2.54M Buy
140,719
+14,864
+12% +$271K ﹤0.01% 2360
2013
Q2 		$2.36M Buy
+125,855
New +$2.52M ﹤0.01% 2367

Other funds holding FFC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS's FFC Position: Q3 2014 in Review

UBS increased its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 23% in Q3 2014, buying an estimated $2.5M and bringing the position to 695,090 shares worth $13.4M. The position accounts for 0.01% of the portfolio, ranked #1222.

UBS first reported a position in FFC in Q2 2013 and has held it in 6 quarters since. 67 funds tracked by Wall St. Rank hold FFC as of Q3 2014.

  • UBS held 695,090 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $13.4M as of Q3 2014.
  • UBS bought 129,369 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2014, an estimated $2.5M.
  • Flaherty & Crumrine Preferred and Income Securities Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1222 holding.
  • UBS first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and has held it in 6 quarters since.
  • 67 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.