BRWA
FFC

B. Riley Wealth Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

B. Riley Wealth Advisors’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-10,480
Closed -$197K – 584
2015
Q3 		$197K Sell
10,480
-499
-5% -$9.33K 0.05% 480
2015
Q2 		$205K Hold
10,979
– – 0.05% 451
2015
Q1 		$223K Sell
10,979
-11,579
-51% -$237K 0.05% 437
2014
Q4 		$2.36K Buy
22,558
+11,279
+100% +$226K 0.05% 500
2014
Q3 		$218K Sell
11,279
-11,263
-50% -$217K 0.06% 481
2014
Q2 		$221K Buy
22,542
+11,271
+100% +$224K 0.05% 418
2014
Q1 		$217K Hold
11,271
– – 0.07% 362
2013
Q4 		$197K Buy
11,271
+6,230
+124% +$110K 0.06% 352
2013
Q3 		$91K Buy
5,041
+402
+9% +$7.34K 0.03% 568
2013
Q2 		$87K Buy
+4,639
New +$92.9K 0.03% 583

Other funds holding FFC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return