B. Riley Wealth Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q4
Sell
-10,480
Closed -$197K 584
2015
Q3
$197K Sell
10,480
-499
-5% -$9.38K 0.05% 480
2015
Q2
$205K Hold
10,979
0.05% 451
2015
Q1
$223K Sell
10,979
-11,579
-51% -$235K 0.05% 437
2014
Q4
$2.36K Buy
22,558
+11,279
+100% +$1.18K 0.05% 500
2014
Q3
$218K Sell
11,279
-11,263
-50% -$218K 0.06% 481
2014
Q2
$221K Buy
22,542
+11,271
+100% +$111K 0.05% 418
2014
Q1
$217K Hold
11,271
0.07% 362
2013
Q4
$197K Buy
11,271
+6,230
+124% +$109K 0.06% 352
2013
Q3
$91K Buy
5,041
+402
+9% +$7.26K 0.03% 568
2013
Q2
$87K Buy
+4,639
New +$87K 0.03% 583