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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 0.12%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+0.12%
3 Year Est. Return
+17.75%
5 Year Est. Return
+8.41%
10 Year Est. Return
+48.34%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.87%
2 Financials 7.01%
3 Industrials 6.18%
4 Consumer Discretionary 5.91%
5 Consumer Staples 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.78B
$15.7M 6.9%
1,688,824
-29,215
-2% -$269K
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$290M
$14.3M 6.27%
623,159
+69,103
+12% +$1.6M
BST icon
3
BlackRock Science and Technology Trust
BST
$1.76B
$12.1M 5.31%
577,839
+19,623
+4% +$380K
THQ
4
abrdn Healthcare Opportunities Fund
THQ
$819M
$8.81M 3.87%
506,111
+3,104
+0.6% +$52.9K
CET
5
Central Securities Corp
CET
$1.62B
$7.75M 3.41%
323,401
+54,355
+20% +$1.25M
ADX icon
6
Adams Diversified Equity Fund
ADX
$3.26B
$7.6M 3.34%
553,051
+13,904
+3% +$186K
THW
7
abrdn World Healthcare Fund
THW
$572M
$6.48M 2.85%
451,401
+7,507
+2% +$106K
HERZ
8
Herzfeld Credit Income Fund
HERZ
$32.6M
$6.48M 2.85%
117,884
+32,124
+37% +$1.69M
AOD
9
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.98M 2.63%
723,522
-9,784
-1% -$79K
USA icon
10
Liberty All-Star Equity Fund
USA
$1.84B
$5.74M 2.52%
1,051,395
-1,943
-0.2% -$10.5K
GAM
11
General American Investors Company
GAM
$1.58B
$4.49M 1.97%
134,052
+3,168
+2% +$104K
MTZ icon
12
MasTec
MTZ
$19B
$4.28M 1.88%
106,927
+5,000
+5% +$191K
TY icon
13
TRI-Continental Corp
TY
$1.9B
$4.27M 1.88%
184,604
-38,217
-17% -$874K
PEO
14
Adams Natural Resources Fund
PEO
$810M
$4.22M 1.85%
225,739
+31,909
+16% +$609K
RCL icon
15
Royal Caribbean
RCL
$70.9B
$4.06M 1.79%
41,413
– –
TTP
16
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.88M 1.71%
45,989
+425
+0.9% +$36.3K
CPA icon
17
Copa Holdings
CPA
$5.4B
$3.62M 1.59%
32,273
– –
AGD
18
abrdn Global Dynamic Dividend Fund
AGD
$319M
$3.12M 1.37%
319,697
-8,574
-3% -$81K
FDEU
19
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$3.06M 1.34%
177,196
+10,000
+6% +$165K
NCLH icon
20
Norwegian Cruise Line
NCLH
$7.15B
$2.94M 1.29%
57,943
– –
MINT icon
21
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$2.89M 1.27%
28,465
+3,085
+12% +$313K
RVT icon
22
Royce Value Trust
RVT
$2.29B
$2.79M 1.23%
199,639
+45,397
+29% +$632K
JEQ
23
DELISTED
abrdn Japan Equity Fund
JEQ
$2.71M 1.19%
340,316
-5,210
-2% -$40.4K
GRX
24
Gabelli Healthcare & Wellness Trust
GRX
$148M
$2.56M 1.12%
255,756
-2,066
-0.8% -$20.5K
LEN icon
25
Lennar Class A
LEN
$20.1B
$2.53M 1.11%
52,003
– –
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, down from 73% a quarter earlier, followed by Financials and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.