Thomas J. Herzfeld Advisors Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
|
+$725K |
| 2 |
Empire State Realty Trust
ESRT
|
+$701K |
| 3 |
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
|
+$649K |
| 4 |
CET
Central Securities Corp
CET
|
+$553K |
| 5 |
STEW
SRH Total Return Fund
STEW
|
+$549K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CAF
Morgan Stanley China A Share Fund
CAF
|
+$2.02M |
| 2 |
Cohen & Steers Closed End Opportunity Fund
FOF
|
+$1.5M |
| 3 |
Gabelli Dividend & Income Trust
GDV
|
+$1.27M |
| 4 |
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
|
+$1.05M |
| 5 |
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
|
+$973K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 6.09% |
| 2 | Financials | 6.06% |
| 3 | Consumer Discretionary | 5.58% |
| 4 | Consumer Staples | 2.58% |
| 5 | Materials | 1.87% |
Similar funds
Thomas J. Herzfeld Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Thomas J. Herzfeld Advisors held 322 positions worth $188M, down 0.44% from $189M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Thomas J. Herzfeld Advisors withdrew a net $11.5M in Q3 2016, closing 28 positions and reducing 88 holdings. Its most notable exit was Tortoise Midstream Energy Fund, Inc. Common Stock, an estimated $973K position sold in full.
By sector, the portfolio is most concentrated in Industrials at 6.1% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.
Against the trend, Thomas J. Herzfeld Advisors opened a new position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B worth $728K.
- Thomas J. Herzfeld Advisors's largest Q3 2016 buy was Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B: 28,218 shares worth $728K.
- Thomas J. Herzfeld Advisors added most to COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. in Q3 2016, an estimated $649K increase.
- Thomas J. Herzfeld Advisors's biggest Q3 2016 reduction was Morgan Stanley China A Share Fund, cutting an estimated $2.02M.
- Thomas J. Herzfeld Advisors fully exited Tortoise Midstream Energy Fund, Inc. Common Stock in Q3 2016, selling an estimated $973K.
- Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $188M portfolio in Q3 2016.
- Thomas J. Herzfeld Advisors opened 15 new positions and closed 28 in Q3 2016.
- Thomas J. Herzfeld Advisors's portfolio value fell 0.44% quarter-over-quarter to $188M.
Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.