Thomas J. Herzfeld Advisors’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-4,397	Closed	-$112K	–	312
2017 Q1	$112K	Sell	4,397 -302	-6%	-$7.73K	0.05%	156
2016 Q4	$119K	Sell	4,699 -23,519	-83%	-$599K	0.06%	142
2016 Q3	$728K	Buy	+28,218	New	+$725K	0.39%	60

Other funds holding SPE.PRB

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SPE.PRB Position: Q2 2017 in Review

Thomas J. Herzfeld Advisors sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q2 2017, closing a stake of 4,397 shares — an estimated $112K sold.

Thomas J. Herzfeld Advisors first reported a position in SPE.PRB in Q3 2016 and held it in 3 quarters. The position peaked at $728K in Q3 2016. 9 funds tracked by Wall St. Rank hold SPE.PRB as of Q2 2017.

Thomas J. Herzfeld Advisors reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q2 2017 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 4,397 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q2 2017, an estimated $112K.
Thomas J. Herzfeld Advisors first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2016 and held it in 3 quarters.
Thomas J. Herzfeld Advisors's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $728K in Q3 2016.
9 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q2 2017.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2017, filed 14 Aug 2017.