Wealthspire Advisors (Maryland)’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Wealthspire Advisors (Maryland)’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-288	Closed	-$7K	–	2646
2018 Q1	$7K	Sell	288 -280	-49%	-$7.24K	﹤0.01%	1706
2017 Q4	$15K	Hold	568	–	–	﹤0.01%	1441
2017 Q3	$15K	Buy	+568	New	+$14.6K	﹤0.01%	1424
2017 Q2	–	Hold	0	–	–	–	1412
2017 Q1	–	Hold	0	–	–	–	1212

Other funds holding SPE.PRB

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Wealthspire Advisors (Maryland)'s SPE.PRB Position: Q2 2018 in Review

Wealthspire Advisors (Maryland) sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q2 2018, closing a stake of 288 shares — an estimated $7K sold.

Wealthspire Advisors (Maryland) first reported a position in SPE.PRB in Q3 2017 and held it in 3 quarters. The position peaked at $15K in Q4 2017. 12 funds tracked by Wall St. Rank hold SPE.PRB as of Q2 2018.

Wealthspire Advisors (Maryland) reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q2 2018 after selling out during the quarter.
Wealthspire Advisors (Maryland) sold 288 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q2 2018, an estimated $7K.
Wealthspire Advisors (Maryland) first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2017 and held it in 3 quarters.
Wealthspire Advisors (Maryland)'s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $15K in Q4 2017.
12 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q2 2018.

Based on Wealthspire Advisors (Maryland)'s 13F filing for Q2 2018, filed 8 Aug 2018.