We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$267M
AUM Growth
-$8.51M
Cap. Flow
-$4.66M
Cap. Flow %
-1.74%
Top 10 Hldgs %
44.11%
Holding
377
New
16
Increased
83
Reduced
43
Closed
51

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.12M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.91M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.65M
4
PEO
Adams Natural Resources Fund
PEO
+$3.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.01M

Top Sells

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$3.53M
2
CET
Central Securities Corp
CET
+$3M
3
JRS icon
Nuveen Real Estate Income Fund
JRS
+$2.87M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.77M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.62M

Sector Composition

Rank Sector Weight
1 Financials 9.61%
2 Industrials 3.73%
3 Consumer Discretionary 2.37%
4 Materials 1.4%
5 Utilities 1.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$407M
$35.1M 13.15%
2,939,330
+214,202
+8% +$2.45M
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$281M
$28.3M 10.61%
1,790,652
+282,440
+19% +$4.12M
PDX
3
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$9.05M 3.39%
610,260
+116,220
+24% +$1.61M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$336M
$8.46M 3.17%
936,194
+407,972
+77% +$3.65M
STEW
5
SRH Total Return Fund
STEW
$1.75B
$7.93M 2.97%
535,039
+10,403
+2% +$148K
PCF
6
High Income Securities Fund
PCF
$99.6M
$6.69M 2.51%
845,147
+23,127
+3% +$191K
PDI icon
7
PIMCO Dynamic Income Fund
PDI
$7.4B
$6.44M 2.41%
264,111
+12,434
+5% +$306K
NSLR
8
Neostellar Capital Corp
NSLR
$262M
$5.53M 2.07%
641,197
+348,851
+119% +$3.91M
ECAT icon
9
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.5B
$5.11M 1.91%
306,600
+75,732
+33% +$1.28M
BCAT icon
10
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$5.09M 1.91%
307,595
+78,718
+34% +$1.38M
NDP
11
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$4.48M 1.68%
151,063
+535
+0.4% +$14.4K
SAR icon
12
Saratoga Investment
SAR
$309M
$4.48M 1.68%
164,249
+63,359
+63% +$1.74M
CET
13
Central Securities Corp
CET
$1.54B
$4.46M 1.67%
107,730
-72,325
-40% -$3M
TBF icon
14
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
$4.13M 1.55%
233,521
-153,001
-40% -$2.62M
AIF
15
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.95M 1.48%
275,070
+8,516
+3% +$127K
FINS
16
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$3.95M 1.48%
249,923
+19,701
+9% +$320K
CCIF
17
Carlyle Credit Income Fund
CCIF
$56.4M
$3.91M 1.46%
390,830
+29,778
+8% +$301K
MTZ icon
18
MasTec
MTZ
$26.7B
$3.81M 1.43%
43,686
-18,188
-29% -$1.59M
NMAI icon
19
Nuveen Multi-Asset Income Fund
NMAI
$460M
$3.79M 1.42%
233,712
+559
+0.2% +$9.49K
BSTZ icon
20
BlackRock Science and Technology Term Trust
BSTZ
$1.97B
$3.74M 1.4%
127,244
-38,513
-23% -$1.15M
PEO
21
Adams Natural Resources Fund
PEO
$759M
$3.65M 1.37%
181,004
+173,692
+2,375% +$3.24M
ECC
22
Eagle Point Credit Company
ECC
$472M
$3.48M 1.3%
264,225
+39,834
+18% +$549K
GAM
23
General American Investors Company
GAM
$1.54B
$3.26M 1.22%
76,667
-19,275
-20% -$800K
ADX icon
24
Adams Diversified Equity Fund
ADX
$3.17B
$3.05M 1.14%
165,536
-3,901
-2% -$71K
NBXG
25
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$3.01M 1.13%
215,800
-6,925
-3% -$100K
1
2 3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Thomas J. Herzfeld Advisors held 377 positions worth $267M, down 3.1% from $275M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2022 filing shows 16 new, 83 increased, 43 reduced and 51 closed positions. Its largest new stake was Invesco Senior Income Trust: 392,683 shares worth $1.67M. The largest sale was Cornerstone Total Return Fund, an estimated $3.53M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2022 buy was Invesco Senior Income Trust: 392,683 shares worth $1.67M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q1 2022, an estimated $4.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2022 reduction was Cornerstone Total Return Fund, cutting an estimated $3.53M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Ultra Short Duration Municipal ETF in Q1 2022, selling an estimated $1.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $267M portfolio in Q1 2022.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 51 in Q1 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.1% quarter-over-quarter to $267M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2022, filed 16 May 2022.