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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.76B
$15.4M 7.1%
1,718,039
+79,367
+5% +$679K
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$299M
$12.6M 5.84%
554,056
+189,461
+52% +$4.16M
BST icon
3
BlackRock Science and Technology Trust
BST
$1.56B
$9.9M 4.58%
558,216
+40,529
+8% +$739K
PCI
4
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M 4.54%
485,235
+269,300
+125% +$5.41M
THQ
5
abrdn Healthcare Opportunities Fund
THQ
$783M
$7.81M 3.61%
503,007
+7,693
+2% +$125K
ADX icon
6
Adams Diversified Equity Fund
ADX
$3.19B
$6.85M 3.17%
539,147
+100,211
+23% +$1.28M
CET
7
Central Securities Corp
CET
$1.56B
$5.86M 2.71%
269,046
+151,540
+129% +$3.21M
THW
8
abrdn World Healthcare Fund
THW
$538M
$5.7M 2.64%
443,894
+16,059
+4% +$220K
AOD
9
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.56M 2.57%
733,306
+48,503
+7% +$361K
USA icon
10
Liberty All-Star Equity Fund
USA
$1.78B
$5.43M 2.51%
1,053,338
+116,022
+12% +$589K
TY icon
11
TRI-Continental Corp
TY
$1.86B
$4.91M 2.27%
222,821
-4,950
-2% -$106K
HERZ
12
Herzfeld Credit Income Fund
HERZ
$33.2M
$4.47M 2.07%
85,760
+31,249
+57% +$1.56M
GAM
13
General American Investors Company
GAM
$1.54B
$4.08M 1.89%
130,884
+14,698
+13% +$461K
TTP
14
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.93M 1.82%
45,564
-1,060
-2% -$89.3K
MTZ icon
15
MasTec
MTZ
$26.6B
$3.9M 1.8%
101,927
-33,000
-24% -$1.12M
PEO
16
Adams Natural Resources Fund
PEO
$734M
$3.76M 1.74%
193,830
+57,020
+42% +$1.09M
RCL icon
17
Royal Caribbean
RCL
$76.7B
$3.4M 1.57%
41,413
– –
CPA icon
18
Copa Holdings
CPA
$5.67B
$2.93M 1.36%
32,273
-10,277
-24% -$932K
AGD
19
abrdn Global Dynamic Dividend Fund
AGD
$318M
$2.88M 1.33%
328,271
-7,112
-2% -$60.9K
FDEU
20
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$2.6M 1.2%
167,196
+39,340
+31% +$596K
SMM
21
DELISTED
Salient Midstream & MLP Fund
SMM
$2.59M 1.2%
190,770
-26,626
-12% -$343K
MINT icon
22
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.57M 1.19%
25,380
+80
+0.3% +$8.11K
JEQ
23
DELISTED
abrdn Japan Equity Fund
JEQ
$2.54M 1.18%
345,526
+38,052
+12% +$301K
JQC icon
24
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.48M 1.15%
279,872
-6,253
-2% -$53.3K
NCLH icon
25
Norwegian Cruise Line
NCLH
$8.95B
$2.46M 1.14%
57,943
+2,500
+5% +$100K
1
2 3 4 5

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.