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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$400M
$26.4M 10.51%
2,922,007
-14,563
-0.5% -$127K
FSCO
2
FS Credit Opportunities Corp
FSCO
$997M
$20.4M 8.14%
4,303,255
+4,268,925
+12,435% +$18.9M
BRW
3
Saba Capital Income & Opportunities Fund
BRW
$338M
$16.1M 6.42%
2,093,145
-336,313
-14% -$2.67M
NXDT
4
NexPoint Diversified Real Estate Trust
NXDT
$280M
$15.7M 6.27%
1,256,670
-11,383
-0.9% -$121K
PDX
5
PIMCO Dynamic Income Strategy Fund
PDX
$953M
$11.4M 4.54%
723,294
-19,539
-3% -$290K
JPS
6
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$7.47M 2.98%
+1,171,035
New +$7.42M
OXLC
7
Oxford Lane Capital
OXLC
$844M
$6.86M 2.73%
283,423
-258,424
-48% -$6.6M
STEW
8
SRH Total Return Fund
STEW
$1.74B
$6.26M 2.49%
471,096
+37,529
+9% +$476K
FTF
9
Franklin Limited Duration Income Trust
FTF
$235M
$4.61M 1.83%
+745,425
New +$4.61M
EDD
10
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$4.2M 1.67%
895,015
+353,601
+65% +$1.67M
CCIF
11
Carlyle Credit Income Fund
CCIF
$57M
$4.1M 1.63%
465,034
-40,666
-8% -$402K
JSD
12
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.06M 1.62%
351,887
+52,017
+17% +$602K
TBLD
13
Thornburg Income Builder Opportunities Trust
TBLD
$700M
$4.05M 1.61%
266,076
+110,508
+71% +$1.69M
OCCI
14
OFS Credit Co
OCCI
$69M
$4.01M 1.6%
+480,060
New +$4.33M
NDP
15
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3.91M 1.56%
135,853
-11,456
-8% -$325K
ASGI
16
abrdn Global Infrastructure Income Fund
ASGI
$776M
$3.77M 1.5%
211,867
+60,718
+40% +$1.07M
DMO
17
Western Asset Mortgage Opportunity Fund
DMO
$121M
$3.69M 1.47%
348,547
+60,204
+21% +$630K
CET
18
Central Securities Corp
CET
$1.55B
$3.62M 1.44%
99,090
+799
+0.8% +$28K
GAM
19
General American Investors Company
GAM
$1.53B
$3.43M 1.37%
82,242
+14,997
+22% +$597K
GRX
20
Gabelli Healthcare & Wellness Trust
GRX
$140M
$3.23M 1.28%
323,895
-4,329
-1% -$43.3K
DMA
21
Destra Multi-Alternative Fund
DMA
$69.1M
$2.99M 1.19%
595,945
+505,024
+555% +$2.85M
CEM
22
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.81M 1.12%
80,970
-3,068
-4% -$101K
MTZ icon
23
MasTec
MTZ
$28.4B
$2.78M 1.11%
23,568
-3,000
-11% -$294K
JLS icon
24
Nuveen Mortgage and Income Fund
JLS
$95M
$2.78M 1.11%
172,382
+5,222
+3% +$83.2K
PEO
25
Adams Natural Resources Fund
PEO
$755M
$2.78M 1.11%
138,624
-4,552
-3% -$89.2K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.