TJHA
OCCI

Thomas J. Herzfeld Advisors’s OFS Credit Co OCCI Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio OCCI Stock Details OCCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-152,580
Closed -$1.1M – 221
2024
Q2 		$1.1M Sell
152,580
-1,150,310
-88% -$8.4M 0.39% 63
2024
Q1 		$9.33M Buy
1,302,890
+25,871
+2% +$180K 3.3% 5
2023
Q4 		$8.25M Buy
1,277,019
+395,795
+45% +$2.55M 3.03% 8
2023
Q3 		$6.25M Buy
881,224
+401,164
+84% +$3.17M 2.41% 8
2023
Q2 		$4.01M Buy
+480,060
New +$4.33M 1.6% 14
2022
Q3 		– Sell
-81,141
Closed -$738K – 325
2022
Q2 		$738K Sell
81,141
-7,017
-8% -$73.7K 0.31% 63
2022
Q1 		$1.03M Sell
88,158
-184,925
-68% -$2.17M 0.39% 62
2021
Q4 		$3.29M Sell
273,083
-144,175
-35% -$1.73M 1.19% 28
2021
Q3 		$5.13M Sell
417,258
-25,252
-6% -$315K 2.26% 12
2021
Q2 		$5.82M Buy
442,510
+433,182
+4,644% +$5.72M 2.43% 10
2021
Q1 		$124K Sell
9,328
-58,812
-86% -$758K 0.06% 113
2020
Q4 		$767K Buy
68,140
+64,458
+1,751% +$628K 0.36% 67
2020
Q3 		$33K Sell
3,682
-61,412
-94% -$535K 0.02% 109
2020
Q2 		$504K Sell
65,094
-271,864
-81% -$2.17M 0.25% 70
2020
Q1 		$2.03M Sell
336,958
-131,858
-28% -$1.72M 1.08% 24
2019
Q4 		$6.44M Sell
468,816
-105,499
-18% -$1.59M 2.3% 13
2019
Q3 		$9.09M Buy
574,315
+232,841
+68% +$3.59M 3.35% 7
2019
Q2 		$5.53M Buy
341,474
+5,315
+2% +$87.2K 2.11% 15
2019
Q1 		$5.42M Buy
336,159
+20,669
+7% +$310K 1.99% 13
2018
Q4 		$4.35M Buy
+315,490
New +$4.97M 1.73% 15

Other funds holding OCCI

VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
GL
Graypoint LLC Albany, New York $1.78B AUM 16.72% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
MWM
Melfa Wealth Management Westborough, Massachusetts $174M AUM 13.95% 1-Year Est. Return
TNA
True North Advisors Dallas, Texas $877M AUM 13.86% 1-Year Est. Return

Thomas J. Herzfeld Advisors's OCCI Position: Q3 2024 in Review

Thomas J. Herzfeld Advisors sold out of OFS Credit Co (OCCI) in Q3 2024, closing a stake of 152,580 shares — an estimated $1.1M sold.

Thomas J. Herzfeld Advisors first reported a position in OCCI in Q4 2018 and held it in 20 quarters. The position peaked at $9.33M in Q1 2024. 17 funds tracked by Wall St. Rank hold OCCI as of Q3 2024.

  • Thomas J. Herzfeld Advisors reported no remaining OFS Credit Co position as of Q3 2024 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 152,580 OFS Credit Co shares in Q3 2024, an estimated $1.1M.
  • Thomas J. Herzfeld Advisors first reported a position in OFS Credit Co in Q4 2018 and held it in 20 quarters.
  • Thomas J. Herzfeld Advisors's OFS Credit Co position peaked at $9.33M in Q1 2024.
  • 17 funds tracked by Wall St. Rank held OFS Credit Co as of Q3 2024.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.