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OCCI

OFS Credit Co

22 hedge funds and large institutions have $13.3M invested in OFS Credit Co in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

54% more capital invested

Capital invested by funds: $8.67M → $13.3M (+$4.65M)

5% more funds holding

Funds holding: 2122 (+1)

4.66% more ownership

Funds ownership: 9.51%14.17% (+4.7%)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
13
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.25M +$3.17M +401,164 +84%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$2.74M +$2.41M +304,641 +372%
BA
3
Bard Associates
Illinois
$868K -$7.28K -921 -0.8%
GL
4
Graypoint LLC
New York
$760K +$848K +107,260 New
LPL Financial
5
LPL Financial
California
$506K +$564K +71,319 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$422K +$46.2K +5,837 +11%
AFG
7
Atomi Financial Group
New York
$262K +$39.3K +4,965 +16%
Osaic Holdings
8
Osaic Holdings
Arizona
$247K +$105K +13,235 +61%
AWA
9
Arkadios Wealth Advisors
Georgia
$223K +$11.7K +1,481 +5%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$202K -$18K -2,276 -7%
BRWA
11
B. Riley Wealth Advisors
Florida
$171K +$24.1K +3,053 +16%
IAIM
12
International Assets Investment Management
Florida
$137K +$66.2K +8,366 +75%
VF
13
Virtu Financial
New York
$126K +$141K +17,777 New
Morgan Stanley
14
Morgan Stanley
New York
$124K -$2.15K -272 -2%
NA
15
NewEdge Advisors
Louisiana
$92.2K -$55.9K -7,075 -35%
KA
16
Kovack Advisors
Florida
$72.5K -$23.8K -3,013 -23%
LC
17
Lindbrook Capital
California
$54K +$2.59K +327 +4%
Wells Fargo
18
Wells Fargo
California
$41.3K +$1.85K +234 +4%
LFA
19
LGT Financial Advisors
Texas
$21.7K +$24.3K +3,067 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$5K +$2.06K +260 +62%
AF
21
Advisornet Financial
Minnesota
$261 +$24 +3 +9%
CPG
22
Cornerstone Planning Group
New Jersey
$240 +$16 +2 +6%
BWP
23
Balboa Wealth Partners
Arizona
-$144K -17,250 Closed
JMPWA
24
JP Morgan Private Wealth Advisors
California
-$94.9K -11,356 Closed

OCCI Hedge Fund Activity: Q3 2023 in Review

22 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q3 2023, worth a combined $13.3M — up 54% from $8.67M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OCCI positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 5 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $3.17M. The largest seller was Balboa Wealth Partners, exiting entirely with an estimated $144K sold.

  • 22 institutional investors held OFS Credit Co (OCCI) as of Q3 2023, up from 21 in Q2 2023.
  • Funds reported $13.3M of OFS Credit Co stock for Q3 2023, up 54% quarter-over-quarter.
  • 4 funds opened new OFS Credit Co positions in Q3 2023 and 2 closed out, a net change of +2 holders.
  • The largest OFS Credit Co buyer in Q3 2023 was Thomas J. Herzfeld Advisors, an estimated $3.17M added.
  • The largest OFS Credit Co seller in Q3 2023 was Balboa Wealth Partners, an estimated $144K sold.

Based on aggregated 13F filings for Q3 2023.