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OCCI

OFS Credit Co
OCCI

14 hedge funds and large institutions have $13.5M invested in OFS Credit Co in 2021 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 2

86% more capital invested

Capital invested by funds: $7.23M → $13.5M (+$6.22M)

6.84% more ownership

Funds ownership: 14.39% → 21.24% (+6.8%)

18% less funds holding

Funds holding: 17 → 14 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
14
Holders Change
-3
Holders Change %
-17.65%
% of All Funds
0.24%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
11
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$5.72M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$277K
3
AF
Advisornet Financial
Minnesota
+$256K
4
WEPOG
Wealth Enhancement & Preservation of GA
Georgia
+$103K
5
CA
Cetera Advisors
Colorado
+$68.4K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$185K
2
UBS Group
UBS Group
Switzerland
-$42K
3
AWA
Arkadios Wealth Advisors
Georgia
-$22.5K
4
IAIM
International Assets Investment Management
Florida
-$3K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$1K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$5.82M +$5.72M +433,182 +4,644%
AF
2
Advisornet Financial
Minnesota
$1.77M +$256K +19,377 +17%
BA
3
Bard Associates
Illinois
$1.58M +$40.9K +3,101 +3%
CAN
4
Claraphi Advisory Network
United States
$1.33M +$40.3K +3,055 +3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$798K +$277K +21,015 +53%
Osaic Holdings
6
Osaic Holdings
Arizona
$573K -$185K -14,005 -24%
AWA
7
Arkadios Wealth Advisors
Georgia
$462K -$22.5K -1,704 -5%
CA
8
Cetera Advisors
Colorado
$351K +$68.4K +5,187 +24%
WEPOG
9
Wealth Enhancement & Preservation of GA
Georgia
$291K +$103K +7,816 +55%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$252K +$8.59K +651 +4%
BRWA
11
B. Riley Wealth Advisors
Florida
$225K +$46.8K +3,550 +26%
Morgan Stanley
12
Morgan Stanley
New York
$5K +$4.53K +343 New
LC
13
Lindbrook Capital
California
$2K +$40 +3 +2%
TRCT
14
Tower Research Capital (TRC)
New York
$1K +$277 +21 +54%
UBS Group
15
UBS Group
Switzerland
– -$42K -3,203 Closed
IAIM
16
International Assets Investment Management
Florida
– -$3K -247 Closed
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
– -$1K -111 Closed
Wells Fargo
18
Wells Fargo
California
– -$13 -1 Closed

OCCI Hedge Fund Activity: Q2 2021 in Review

14 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q2 2021, worth a combined $13.5M — up 86% from $7.23M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of OCCI and 1 opened new positions — a net loss of 3 holders — while 2 trimmed existing stakes and 11 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $5.72M. The largest seller was Osaic Holdings, cutting an estimated $185K.

  • 14 institutional investors held OFS Credit Co (OCCI) as of Q2 2021, down from 17 in Q1 2021.
  • Funds reported $13.5M of OFS Credit Co stock for Q2 2021, up 86% quarter-over-quarter.
  • 1 fund opened new OFS Credit Co positions in Q2 2021 and 4 closed out, a net change of -3 holders.
  • The largest OFS Credit Co buyer in Q2 2021 was Thomas J. Herzfeld Advisors, an estimated $5.72M added.
  • The largest OFS Credit Co seller in Q2 2021 was Osaic Holdings, an estimated $185K sold.

Based on aggregated 13F filings for Q2 2021.