OFS Credit Co
OCCI
12 hedge funds and large institutions have $4.67M invested in OFS Credit Co in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
25% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 4
9% more funds holding
Funds holding: 11 → 12 (+1)
2.02% less ownership
Funds ownership: 27.38% → 25.36% (-2%)
60% less capital invested
Capital invested by funds: $11.7M → $4.67M (-$6.99M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIBC Private Wealth Group
Atlanta,
Georgia
|
+$503K |
| 2 |
AF
Advisornet Financial
Minnetonka,
Minnesota
|
+$289K |
| 3 |
CAN
Claraphi Advisory Network
Aliso Viejo,
United States
|
+$88.4K |
| 4 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$51.4K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$35.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$1.72M |
| 2 |
AWA
Arkadios Wealth Advisors
Atlanta,
Georgia
|
-$41K |
| 3 |
RIA
Realta Investment Advisors
Wilmington,
Delaware
|
-$34.3K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$3K |
| 5 |
BA
Bard Associates
Chicago,
Illinois
|
-$2.53K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
1
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $2.03M | -$1.72M | -131,858 | -28% |
|
|
AWA
2
Arkadios Wealth Advisors
Atlanta,
Georgia
| $757K | -$41K | -3,145 | -2% |
|
|
BA
3
Bard Associates
Chicago,
Illinois
| $682K | -$2.53K | -194 | -0.2% |
|
|
AF
4
Advisornet Financial
Minnetonka,
Minnesota
| $445K | +$289K | +22,124 | +43% |
|
|
5
CIBC Private Wealth Group
Atlanta,
Georgia
| $232K | +$503K | +38,578 | New |
|
6
Osaic Holdings
Scottsdale,
Arizona
| $224K | +$485K | +37,201 | New |
|
|
BRWA
7
B. Riley Wealth Advisors
Boca Raton,
Florida
| $111K | +$51.4K | +3,937 | +27% |
|
|
RIA
8
Realta Investment Advisors
Wilmington,
Delaware
| $78K | -$34.3K | -2,630 | -17% |
|
|
9
UBS Group
Zurich,
Switzerland
| $42K | +$35.9K | +2,751 | +65% |
|
|
CAN
10
Claraphi Advisory Network
Aliso Viejo,
United States
| $41K | +$88.4K | +6,775 | New |
|
11
Royal Bank of Canada
Toronto,
Ontario, Canada
| $19K | +$29.8K | +2,287 | +297% |
|
|
LC
12
Lindbrook Capital
Calabasas,
California
| $13K | +$10.1K | +775 | +54% |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$3K | -222 | Closed |
|
OCCI Hedge Fund Activity: Q1 2020 in Review
12 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q1 2020, worth a combined $4.67M — down 60% from $11.7M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new OCCI positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 4 trimmed.
The largest buyer was CIBC Private Wealth Group, opening a new position worth an estimated $503K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $1.72M.
- 12 institutional investors held OFS Credit Co (OCCI) as of Q1 2020, up from 11 in Q4 2019.
- Funds reported $4.67M of OFS Credit Co stock for Q1 2020, down 60% quarter-over-quarter.
- 3 funds opened new OFS Credit Co positions in Q1 2020 and 1 closed out, a net change of +2 holders.
- The largest OFS Credit Co buyer in Q1 2020 was CIBC Private Wealth Group, an estimated $503K added.
- The largest OFS Credit Co seller in Q1 2020 was Thomas J. Herzfeld Advisors, an estimated $1.72M sold.
Based on aggregated 13F filings for Q1 2020.