OCCI

OFS Credit Co
OCCI

Overview Fund Activity

11 hedge funds and large institutions have $12.7M invested in OFS Credit Co in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
11
Holders Change
–
Holders Change %
0%
% of All Funds
0.24%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
3
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.69M
2
AF
Advisornet Financial
Minnesota
+$230K
3
AW
ACG Wealth
Georgia
+$198K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$25.3K
5
LC
Lindbrook Capital
California
+$23K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$222K
2
UBS Group
UBS Group
Switzerland
-$145K
3
BA
Bard Associates
Illinois
-$56.8K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$35K
5
BRWA
B. Riley Wealth Advisors
Florida
-$16K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$9.09M +$3.69M +232,841 +68%
BA
2
Bard Associates
Illinois
$1.86M -$56.8K -3,590 -3%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$575K +$25.3K +1,599 +5%
RIA
4
Realta Investment Advisors
Delaware
$272K -$8.8K -554 -3%
AF
5
Advisornet Financial
Minnesota
$230K +$230K +14,536 New
CIBC Private Wealth Group
6
CIBC Private Wealth Group
Georgia
$207K – – –
AW
7
ACG Wealth
Georgia
$198K +$198K +12,497 New
BRWA
8
B. Riley Wealth Advisors
Florida
$196K -$16K -1,007 -8%
LC
9
Lindbrook Capital
California
$23K +$23K +1,440 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$13K +$6.53K +425 +101%
Victory Capital Management
11
Victory Capital Management
Texas
$6K +$6K +391 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
– -$222K -13,760 Closed
UBS Group
13
UBS Group
Switzerland
– -$145K -8,958 Closed
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
– -$35K -2,163 Closed
TRCT
15
Tower Research Capital (TRC)
New York
– -$2K -136 Closed