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OCCI

OFS Credit Co
OCCI

11 hedge funds and large institutions have $12.7M invested in OFS Credit Co in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $9.18M → $12.7M (+$3.5M)

9.31% more ownership

Funds ownership: 22.59% → 31.9% (+9.3%)

0% more funds holding

Funds holding: 11 → 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

Holders
11
Holders Change
–
Holders Change %
0%
% of All Funds
0.24%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
3
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.59M
2
AF
Advisornet Financial
Minnesota
+$224K
3
AW
ACG Wealth
Georgia
+$192K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$24.6K
5
LC
Lindbrook Capital
California
+$22.2K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$222K
2
UBS Group
UBS Group
Switzerland
-$145K
3
BA
Bard Associates
Illinois
-$55.3K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$35K
5
BRWA
B. Riley Wealth Advisors
Florida
-$15.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$9.09M +$3.59M +232,841 +68%
BA
2
Bard Associates
Illinois
$1.86M -$55.3K -3,590 -3%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$575K +$24.6K +1,599 +5%
RIA
4
Realta Investment Advisors
Delaware
$272K -$8.53K -554 -3%
AF
5
Advisornet Financial
Minnesota
$230K +$224K +14,536 New
CIBC Private Wealth Group
6
CIBC Private Wealth Group
Georgia
$207K – – –
AW
7
ACG Wealth
Georgia
$198K +$192K +12,497 New
BRWA
8
B. Riley Wealth Advisors
Florida
$196K -$15.5K -1,007 -8%
LC
9
Lindbrook Capital
California
$23K +$22.2K +1,440 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$13K +$6.55K +425 +101%
Victory Capital Management
11
Victory Capital Management
Texas
$6K +$6.02K +391 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
– -$222K -13,760 Closed
UBS Group
13
UBS Group
Switzerland
– -$145K -8,958 Closed
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
– -$35K -2,163 Closed
TRCT
15
Tower Research Capital (TRC)
New York
– -$2K -136 Closed

OCCI Hedge Fund Activity: Q3 2019 in Review

11 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q3 2019, worth a combined $12.7M — up 38% from $9.18M a quarter earlier.

Fund positioning in OCCI was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 3 added to existing stakes and 3 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $3.59M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $222K sold.

  • 11 institutional investors held OFS Credit Co (OCCI) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $12.7M of OFS Credit Co stock for Q3 2019, up 38% quarter-over-quarter.
  • 4 funds opened new OFS Credit Co positions in Q3 2019 and 4 closed out, a net change of 0 holders.
  • The largest OFS Credit Co buyer in Q3 2019 was Thomas J. Herzfeld Advisors, an estimated $3.59M added.
  • The largest OFS Credit Co seller in Q3 2019 was Susquehanna International Group, an estimated $222K sold.

Based on aggregated 13F filings for Q3 2019.