LTFS
OCCI

Ladenburg Thalmann Financial Services’s OFS Credit Co OCCI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OCCI Stock Details OCCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$525K Buy
38,195
+1,867
+5% +$28.1K ﹤0.01% 1773
2019
Q3 		$575K Buy
36,328
+1,599
+5% +$24.6K ﹤0.01% 1651
2019
Q2 		$563K Sell
34,729
-9,540
-22% -$156K ﹤0.01% 1648
2019
Q1 		$714K Sell
44,269
-1,238
-3% -$18.6K 0.01% 1422
2018
Q4 		$627K Buy
+45,507
New +$717K 0.01% 1368

Other funds holding OCCI

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
AF
Advisornet Financial Minnetonka, Minnesota $2.19B AUM 21.28% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OCCI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its OFS Credit Co (OCCI) stake by 5.1% in Q4 2019, buying an estimated $28.1K and bringing the position to 38,195 shares worth $525K. The position accounts for ﹤0.01% of the portfolio, ranked #1773.

Ladenburg Thalmann Financial Services first reported a position in OCCI in Q4 2018 and has held it in 5 quarters since. The position peaked at $714K in Q1 2019. 11 funds tracked by Wall St. Rank hold OCCI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 38,195 shares of OFS Credit Co worth $525K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,867 OFS Credit Co shares in Q4 2019, an estimated $28.1K.
  • OFS Credit Co made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1773 holding.
  • Ladenburg Thalmann Financial Services first reported a position in OFS Credit Co in Q4 2018 and has held it in 5 quarters since.
  • Ladenburg Thalmann Financial Services's OFS Credit Co position peaked at $714K in Q1 2019.
  • 11 funds tracked by Wall St. Rank held OFS Credit Co as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.