BRWA
OCCI

B. Riley Wealth Advisors’s OFS Credit Co OCCI Stock Holding History

B. Riley Wealth Advisors’s Portfolio OCCI Stock Details OCCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-17,762
Closed -$128K – 1383
2024
Q2 		$128K Sell
17,762
-4,624
-21% -$33.8K ﹤0.01% 1292
2024
Q1 		$171K Buy
22,386
+7,651
+52% +$53.1K ﹤0.01% 1296
2023
Q4 		$95.2K Sell
14,735
-7,651
-34% -$49.4K ﹤0.01% 1325
2023
Q3 		$171K Buy
22,386
+3,053
+16% +$24.1K ﹤0.01% 1296
2023
Q2 		$171K Buy
19,333
+2,373
+14% +$21.4K ﹤0.01% 1381
2023
Q1 		$165K Buy
16,960
+827
+5% +$7.77K ﹤0.01% 1325
2022
Q4 		$140K Sell
16,133
-4,506
-22% -$39.7K ﹤0.01% 1323
2022
Q3 		$183K Buy
20,639
+5,293
+34% +$51.4K 0.01% 1245
2022
Q2 		$140K Sell
15,346
-1,755
-10% -$18.4K 0.01% 1092
2022
Q1 		$201K Sell
17,101
-1,140
-6% -$13.4K 0.01% 1216
2021
Q4 		$220K Sell
18,241
-509
-3% -$6.11K 0.01% 1232
2021
Q3 		$231K Buy
18,750
+1,706
+10% +$21.3K 0.01% 1176
2021
Q2 		$225K Buy
17,044
+3,550
+26% +$46.8K 0.01% 1163
2021
Q1 		$179K Sell
13,494
-2,376
-15% -$30.6K 0.01% 1214
2020
Q4 		$179K Sell
15,870
-8,006
-34% -$78K 0.01% 941
2020
Q3 		$196K Buy
23,876
+4,381
+22% +$38.2K 0.01% 845
2020
Q2 		$159K Buy
19,495
+1,141
+6% +$9.09K 0.01% 791
2020
Q1 		$111K Buy
18,354
+3,937
+27% +$51.4K 0.01% 720
2019
Q4 		$198K Buy
14,417
+2,048
+17% +$30.8K 0.02% 760
2019
Q3 		$196K Sell
12,369
-1,007
-8% -$15.5K 0.02% 734
2019
Q2 		$217K Buy
13,376
+85
+0.6% +$1.39K 0.02% 688
2019
Q1 		$215K Hold
13,291
– – 0.03% 630
2018
Q4 		$184K Buy
+13,291
New +$209K 0.03% 583

Other funds holding OCCI

VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
GL
Graypoint LLC Albany, New York $1.78B AUM 16.72% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
MWM
Melfa Wealth Management Westborough, Massachusetts $185M AUM 17.73% 1-Year Est. Return
TNA
True North Advisors Dallas, Texas $1.05B AUM 22.99% 1-Year Est. Return

B. Riley Wealth Advisors's OCCI Position: Q3 2024 in Review

B. Riley Wealth Advisors sold out of OFS Credit Co (OCCI) in Q3 2024, closing a stake of 17,762 shares — an estimated $128K sold.

B. Riley Wealth Advisors first reported a position in OCCI in Q4 2018 and held it in 23 quarters. The position peaked at $231K in Q3 2021. 17 funds tracked by Wall St. Rank hold OCCI as of Q3 2024.

  • B. Riley Wealth Advisors reported no remaining OFS Credit Co position as of Q3 2024 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 17,762 OFS Credit Co shares in Q3 2024, an estimated $128K.
  • B. Riley Wealth Advisors first reported a position in OFS Credit Co in Q4 2018 and held it in 23 quarters.
  • B. Riley Wealth Advisors's OFS Credit Co position peaked at $231K in Q3 2021.
  • 17 funds tracked by Wall St. Rank held OFS Credit Co as of Q3 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.