OFS Credit Co
OCCI
10 hedge funds and large institutions have $2.76M invested in OFS Credit Co in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
11% more funds holding
Funds holding: 9 → 10 (+1)
1.3% less ownership
Funds ownership: 11.18% → 9.88% (-1.3%)
6% less capital invested
Capital invested by funds: $2.93M → $2.76M (-$171K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAN
Claraphi Advisory Network
Aliso Viejo,
United States
|
+$215K |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
+$140K |
| 3 |
AF
Advisornet Financial
Minnetonka,
Minnesota
|
+$119K |
| 4 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$38.2K |
| 5 |
BA
Bard Associates
Chicago,
Illinois
|
+$34K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$535K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$106K |
| 3 |
RIA
Realta Investment Advisors
Wilmington,
Delaware
|
-$99K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$24K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$7.47K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BA
1
Bard Associates
Chicago,
Illinois
| $921K | +$34K | +3,903 | +4% |
|
|
AF
2
Advisornet Financial
Minnetonka,
Minnesota
| $785K | +$119K | +13,674 | +17% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $477K | -$106K | -12,163 | -17% |
|
|
CAN
4
Claraphi Advisory Network
Aliso Viejo,
United States
| $202K | +$215K | +24,686 | New |
|
|
BRWA
5
B. Riley Wealth Advisors
Boca Raton,
Florida
| $196K | +$38.2K | +4,381 | +22% |
|
|
CA
6
Cetera Advisors
Denver,
Colorado
| $132K | +$140K | +16,093 | New |
|
|
TJHA
7
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $33K | -$535K | -61,412 | -94% |
|
|
8
UBS Group
Zurich,
Switzerland
| $9K | -$7.47K | -857 | -44% |
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $6K | +$331 | +38 | +6% |
|
|
LC
10
Lindbrook Capital
Calabasas,
California
| $1K | +$1.19K | +136 | New |
|
|
RIA
11
Realta Investment Advisors
Wilmington,
Delaware
| – | -$99K | -12,101 | Closed |
|
|
PAG
12
Private Advisor Group
Morristown,
New Jersey
| – | -$24K | -2,908 | Closed |
|
OCCI Hedge Fund Activity: Q3 2020 in Review
10 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q3 2020, worth a combined $2.76M — down 5.8% from $2.93M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new OCCI positions and 2 closed out — a net gain of 1 holder — while 4 added to existing stakes and 3 trimmed.
The largest buyer was Claraphi Advisory Network, opening a new position worth an estimated $215K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $535K.
- 10 institutional investors held OFS Credit Co (OCCI) as of Q3 2020, up from 9 in Q2 2020.
- Funds reported $2.76M of OFS Credit Co stock for Q3 2020, down 5.8% quarter-over-quarter.
- 3 funds opened new OFS Credit Co positions in Q3 2020 and 2 closed out, a net change of +1 holder.
- The largest OFS Credit Co buyer in Q3 2020 was Claraphi Advisory Network, an estimated $215K added.
- The largest OFS Credit Co seller in Q3 2020 was Thomas J. Herzfeld Advisors, an estimated $535K sold.
Based on aggregated 13F filings for Q3 2020.