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OCCI

OFS Credit Co
OCCI

15 hedge funds and large institutions have $5.3M invested in OFS Credit Co in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 2

92% more capital invested

Capital invested by funds: $2.76M → $5.3M (+$2.54M)

50% more funds holding

Funds holding: 10 → 15 (+5)

3.27% more ownership

Funds ownership: 9.88% → 13.15% (+3.3%)

Holders
15
Holders Change
+5
Holders Change %
+50%
% of All Funds
0.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$628K
2
AWA
Arkadios Wealth Advisors
Georgia
+$368K
3
CAN
Claraphi Advisory Network
United States
+$353K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$196K
5
CA
Cetera Advisors
Colorado
+$43.8K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$296K
2
BRWA
B. Riley Wealth Advisors
Florida
-$78K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
1
Bard Associates
Illinois
$1.3M +$29K +2,976 +3%
AF
2
Advisornet Financial
Minnesota
$1.12M +$34.1K +3,504 +4%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$767K +$628K +64,458 +1,751%
CAN
4
Claraphi Advisory Network
United States
$686K +$353K +36,235 +147%
AWA
5
Arkadios Wealth Advisors
Georgia
$425K +$368K +37,786 New
Osaic Holdings
6
Osaic Holdings
Arizona
$314K -$296K -30,364 -52%
CA
7
Cetera Advisors
Colorado
$232K +$43.8K +4,494 +28%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$226K +$196K +20,078 New
BRWA
9
B. Riley Wealth Advisors
Florida
$179K -$78K -8,006 -34%
UBS Group
10
UBS Group
Switzerland
$31K +$15.9K +1,632 +147%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8K +$370 +38 +5%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$4K +$3.57K +367 New
Morgan Stanley
13
Morgan Stanley
New York
$4K +$3.81K +391 New
IAIM
14
International Assets Investment Management
Florida
$3K +$2.41K +247 New
LC
15
Lindbrook Capital
California
$2K +$58 +6 +4%

OCCI Hedge Fund Activity: Q4 2020 in Review

15 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q4 2020, worth a combined $5.3M — up 92% from $2.76M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OCCI positions and 0 closed out — a net gain of 5 holders — while 8 added to existing stakes and 2 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $628K. The largest seller was Osaic Holdings, cutting an estimated $296K.

  • 15 institutional investors held OFS Credit Co (OCCI) as of Q4 2020, up from 10 in Q3 2020.
  • Funds reported $5.3M of OFS Credit Co stock for Q4 2020, up 92% quarter-over-quarter.
  • 5 funds opened new OFS Credit Co positions in Q4 2020 and 0 closed out, a net change of +5 holders.
  • The largest OFS Credit Co buyer in Q4 2020 was Thomas J. Herzfeld Advisors, an estimated $628K added.
  • The largest OFS Credit Co seller in Q4 2020 was Osaic Holdings, an estimated $296K sold.

Based on aggregated 13F filings for Q4 2020.