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OCCI

OFS Credit Co

Name Holding Trade Value Shares
Change
Change in
Stake
VIA
1
Virtus Investment Advisers
Connecticut
$1M -$215K -69,832 -15%
Morgan Stanley
2
Morgan Stanley
New York
$879K -$122K -39,734 -10%
KAS
3
Kestra Advisory Services
Texas
$289K +$61.6K +20,000 +22%
MWM
4
Meridian Wealth Management
Kentucky
$278K
Jane Street
5
Jane Street
New York
$160K -$93.8K -30,439 -33%
LPL Financial
6
LPL Financial
California
$131K +$16K +5,202 +11%
Citadel Advisors
7
Citadel Advisors
Florida
$107K +$129K +41,801 New
HF
8
HRT Financial
New York
$60K +$73.1K +23,724 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$50.4K +$60.7K +19,688 New
ASG
10
Advisory Solutions Group
Minnesota
$49K +$59K +19,132 New
TSS
11
Two Sigma Securities
New York
$39.9K +$48K +15,569 New
BFM
12
Boothbay Fund Management
New York
$37.5K +$45.1K +14,638 New
PFS
13
Prospera Financial Services
Texas
$32.6K +$336 +109 +0.9%
PAG
14
Private Advisor Group
New Jersey
$31.8K +$38.3K +12,419 New
OCM
15
One Capital Management
California
$31.6K
CAM
16
Cresset Asset Management
Illinois
$27.6K +$1.7K +551 +5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$27K -$5.65K -1,835 -15%
UBS Group
18
UBS Group
Switzerland
$15.5K -$168K -54,396 -90%
NFSG
19
Newbridge Financial Services Group
Florida
$14.9K +$9.79K +3,179 +120%
NA
20
NewEdge Advisors
Louisiana
$14.6K
Osaic Holdings
21
Osaic Holdings
Arizona
$10.1K +$4.03K +1,308 +50%
CFM
22
Compass Financial Management
Florida
$7.1K +$8.55K +2,775 New
GRP
23
Global Retirement Partners
California
$6.8K +$8.19K +2,658 New
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$6.21K +$1.34K +434 +22%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$5.18K -$7.76K -2,517 -55%