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OCCI

OFS Credit Co

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.25M +$2.55M +395,795 +45%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.01M +$1.51M +233,712 +60%
PS
3
Principal Securities
Iowa
$992K +$990K +153,485 New
GL
4
Graypoint LLC
New York
$729K +$35.6K +5,516 +5%
LPL Financial
5
LPL Financial
California
$484K +$23.1K +3,573 +5%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$305K +$120K +18,655 +65%
ACM
7
Arlington Capital Management
Illinois
$264K +$264K +40,888 New
AFG
8
Atomi Financial Group
New York
$258K +$19.3K +2,987 +8%
Osaic Holdings
9
Osaic Holdings
Arizona
$228K +$2.92K +453 +1%
AWA
10
Arkadios Wealth Advisors
Georgia
$201K -$2.95K -457 -1%
MG
11
Marex Group
$166K +$166K +25,757 New
IAIM
12
International Assets Investment Management
Florida
$136K +$9.92K +1,538 +8%
Morgan Stanley
13
Morgan Stanley
New York
$122K +$8.87K +1,374 +8%
NA
14
NewEdge Advisors
Louisiana
$102K +$10.3K +1,598 +12%
BRWA
15
B. Riley Wealth Advisors
Florida
$95.2K -$49.4K -7,651 -34%
Creative Planning
16
Creative Planning
Kansas
$71.1K +$71K +11,000 New
LC
17
Lindbrook Capital
California
$28.4K -$20.7K -3,210 -42%
LFA
18
LGT Financial Advisors
Texas
$20.9K +$1.04K +162 +5%
AWM
19
Able Wealth Management
New Jersey
$14.1K +$14.1K +2,180 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$7K +$2.83K +438 +64%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5K +$4.99K +774 New
PCMC
22
Planning Capital Management Corporation
Pennsylvania
$450 +$452 +70 New
AF
23
Advisornet Financial
Minnesota
$256 +$19 +3 +8%
PCM
24
Perritt Capital Management
Illinois
$19 +$19 +3 New
Wells Fargo
25
Wells Fargo
California
$9 -$37.5K -5,817 -100%