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OCCI

OFS Credit Co

Name Holding Trade Value Shares
Change
Change in
Stake
VEA
1
Virtus ETF Advisers
New York
$2.26M +$286K +39,531 +14%
GL
2
Graypoint LLC
New York
$1.17M +$245K +33,857 +26%
LPL Financial
3
LPL Financial
California
$757K +$10.5K +1,445 +1%
KAS
4
Kestra Advisory Services
Texas
$381K +$388K +53,596 New
AWA
5
Arkadios Wealth Advisors
Georgia
$228K -$14.8K -2,042 -6%
NAS
6
Nicolet Advisory Services
Wisconsin
$105K +$108K +14,888 New
NA
7
NewEdge Advisors
Louisiana
$104K -$13K -1,800 -11%
MG
8
Marex Group
$100K +$102K +14,113 New
Creative Planning
9
Creative Planning
Kansas
$92.4K
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$92.2K +$93.9K +12,974 New
Morgan Stanley
11
Morgan Stanley
New York
$89.6K -$5.81K -802 -6%
MWM
12
Melfa Wealth Management
Massachusetts
$73K
LC
13
Lindbrook Capital
California
$42.7K -$21.7K -3,000 -33%
AF
14
Allworth Financial
California
$2.13K +$2.19K +302 New
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$1K +$746 +103 New
T
16
Transce3nd
Texas
$782 +$796 +110 New
Osaic Holdings
17
Osaic Holdings
Arizona
$711 -$2.19K -302 -75%
PS
18
Principal Securities
Iowa
$661
National Bank of Canada
19
National Bank of Canada
Quebec, Canada
$71
Wells Fargo
20
Wells Fargo
California
$7 -$413 -57 -98%
VF
21
Virtu Financial
New York
-$134K -18,064 Closed
TNA
22
True North Advisors
Texas
-$74.1K -10,001 Closed
LFA
23
LGT Financial Advisors
Texas
-$23.9K -3,228 Closed
CA
24
CoreCap Advisors
Michigan
-$14.1K -1,942 Closed