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OCCI

OFS Credit Co

25 hedge funds and large institutions have $16.6M invested in OFS Credit Co in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

25% more capital invested

Capital invested by funds: $13.3M → $16.6M (+$3.28M)

14% more funds holding

Funds holding: 2225 (+3)

1.97% more ownership

Funds ownership: 14.17%16.14% (+2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
8
Increased
13
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.25M +$2.55M +395,795 +45%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.01M +$1.51M +233,712 +60%
PS
3
Principal Securities
Iowa
$992K +$990K +153,485 New
GL
4
Graypoint LLC
New York
$729K +$35.6K +5,516 +5%
LPL Financial
5
LPL Financial
California
$484K +$23.1K +3,573 +5%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$305K +$120K +18,655 +65%
ACM
7
Arlington Capital Management
Illinois
$264K +$264K +40,888 New
AFG
8
Atomi Financial Group
New York
$258K +$19.3K +2,987 +8%
Morgan Stanley
9
Morgan Stanley
New York
$244K +$131K +20,257 +116%
Osaic Holdings
10
Osaic Holdings
Arizona
$228K +$2.92K +453 +1%
AWA
11
Arkadios Wealth Advisors
Georgia
$201K -$2.95K -457 -1%
MG
12
Marex Group
$166K +$166K +25,757 New
IAIM
13
International Assets Investment Management
Florida
$136K +$9.92K +1,538 +8%
NA
14
NewEdge Advisors
Louisiana
$102K +$10.3K +1,598 +12%
BRWA
15
B. Riley Wealth Advisors
Florida
$95.2K -$49.4K -7,651 -34%
Creative Planning
16
Creative Planning
Kansas
$71.1K +$71K +11,000 New
LC
17
Lindbrook Capital
California
$28.4K -$20.7K -3,210 -42%
LFA
18
LGT Financial Advisors
Texas
$20.9K +$1.04K +162 +5%
AWM
19
Able Wealth Management
New Jersey
$14.1K +$14.1K +2,180 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$7K +$2.83K +438 +64%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5K +$4.99K +774 New
PCMC
22
Planning Capital Management Corporation
Pennsylvania
$450 +$452 +70 New
AF
23
Advisornet Financial
Minnesota
$256 +$19 +3 +8%
PCM
24
Perritt Capital Management
Illinois
$19 +$19 +3 New
Wells Fargo
25
Wells Fargo
California
$9 -$37.5K -5,817 -100%

OCCI Hedge Fund Activity: Q4 2023 in Review

25 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q4 2023, worth a combined $16.6M — up 25% from $13.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new OCCI positions and 5 closed out — a net gain of 3 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $2.55M. The largest seller was Bard Associates, exiting entirely with an estimated $868K sold.

  • 25 institutional investors held OFS Credit Co (OCCI) as of Q4 2023, up from 22 in Q3 2023.
  • Funds reported $16.6M of OFS Credit Co stock for Q4 2023, up 25% quarter-over-quarter.
  • 8 funds opened new OFS Credit Co positions in Q4 2023 and 5 closed out, a net change of +3 holders.
  • The largest OFS Credit Co buyer in Q4 2023 was Thomas J. Herzfeld Advisors, an estimated $2.55M added.
  • The largest OFS Credit Co seller in Q4 2023 was Bard Associates, an estimated $868K sold.

Based on aggregated 13F filings for Q4 2023.