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OCCI

OFS Credit Co
OCCI

11 hedge funds and large institutions have $11.7M invested in OFS Credit Co in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 11 → 11 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

4.52% less ownership

Funds ownership: 31.9% → 27.38% (-4.5%)

8% less capital invested

Capital invested by funds: $12.7M → $11.7M (-$1.01M)

25% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 4

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
11
Holders Change
–
Holders Change %
0%
% of All Funds
0.22%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
3
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AF
Advisornet Financial
Minnesota
+$559K
2
UBS Group
UBS Group
Switzerland
+$63.9K
3
BRWA
B. Riley Wealth Advisors
Florida
+$30.8K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$28.1K
5
TRCT
Tower Research Capital (TRC)
New York
+$3.34K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$1.59M
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$207K
3
AW
ACG Wealth
Georgia
-$198K
4
BA
Bard Associates
Illinois
-$64.4K
5
RIA
Realta Investment Advisors
Delaware
-$22.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.44M -$1.59M -105,499 -18%
AWA
2
Arkadios Wealth Advisors
Georgia
$1.91M +$1.94M +128,804 New
BA
3
Bard Associates
Illinois
$1.56M -$64.4K -4,286 -4%
AF
4
Advisornet Financial
Minnesota
$710K +$559K +37,192 +256%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$525K +$28.1K +1,867 +5%
RIA
6
Realta Investment Advisors
Delaware
$230K -$22.9K -1,522 -9%
BRWA
7
B. Riley Wealth Advisors
Florida
$198K +$30.8K +2,048 +17%
UBS Group
8
UBS Group
Switzerland
$58K +$63.9K +4,249 New
LC
9
Lindbrook Capital
California
$20K – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11K -$1.14K -76 -9%
TRCT
11
Tower Research Capital (TRC)
New York
$3K +$3.34K +222 New
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
– -$207K -13,103 Closed
AW
13
ACG Wealth
Georgia
– -$198K -12,497 Closed
Victory Capital Management
14
Victory Capital Management
Texas
– -$6K -391 Closed

OCCI Hedge Fund Activity: Q4 2019 in Review

11 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q4 2019, worth a combined $11.7M — down 8% from $12.7M a quarter earlier.

Fund positioning in OCCI was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 3 added to existing stakes and 4 trimmed.

The largest buyer was Advisornet Financial, adding an estimated $559K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $1.59M.

  • 11 institutional investors held OFS Credit Co (OCCI) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $11.7M of OFS Credit Co stock for Q4 2019, down 8% quarter-over-quarter.
  • 3 funds opened new OFS Credit Co positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest OFS Credit Co buyer in Q4 2019 was Advisornet Financial, an estimated $559K added.
  • The largest OFS Credit Co seller in Q4 2019 was Thomas J. Herzfeld Advisors, an estimated $1.59M sold.

Based on aggregated 13F filings for Q4 2019.