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OCCI

OFS Credit Co
OCCI

15 hedge funds and large institutions have $11.2M invested in OFS Credit Co in 2021 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

3.39% less ownership

Funds ownership: 15.48% → 12.09% (-3.4%)

6% less funds holding

Funds holding: 16 → 15 (-1)

12% less capital invested

Capital invested by funds: $12.8M → $11.2M (-$1.59M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
15
Holders Change
-1
Holders Change %
-6.25%
% of All Funds
0.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
8
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$203K
2
Morgan Stanley
Morgan Stanley
New York
+$193K
3
AF
Advisornet Financial
Minnesota
+$81.4K
4
CA
Cetera Advisors
Colorado
+$66.9K
5
LC
Lindbrook Capital
California
+$64.7K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$1.73M
2
CAN
Claraphi Advisory Network
United States
-$214K
3
TRCT
Tower Research Capital (TRC)
New York
-$15K
4
AWA
Arkadios Wealth Advisors
Georgia
-$10.9K
5
IA
IFP Advisors
Florida
-$7K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$3.29M -$1.73M -144,175 -35%
AF
2
Advisornet Financial
Minnesota
$1.83M +$81.4K +6,779 +5%
BA
3
Bard Associates
Illinois
$1.48M +$10.3K +854 +0.7%
CAN
4
Claraphi Advisory Network
United States
$1.21M -$214K -17,809 -15%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.01M +$203K +16,912 +25%
Osaic Holdings
6
Osaic Holdings
Arizona
$702K +$42.8K +3,560 +7%
CA
7
Cetera Advisors
Colorado
$561K +$66.9K +5,571 +14%
AWA
8
Arkadios Wealth Advisors
Georgia
$394K -$10.9K -908 -3%
WEPOG
9
Wealth Enhancement & Preservation of GA
Georgia
$267K +$2.38K +198 +0.9%
BRWA
10
B. Riley Wealth Advisors
Florida
$220K -$6.11K -509 -3%
Morgan Stanley
11
Morgan Stanley
New York
$193K +$193K +16,050 +133,750%
LC
12
Lindbrook Capital
California
$67K +$64.7K +5,389 +3,545%
UBS Group
13
UBS Group
Switzerland
$8K -$4.85K -404 -37%
BWM
14
Baystate Wealth Management
Massachusetts
$2K +$1.77K +147 New
TRCT
15
Tower Research Capital (TRC)
New York
– -$15K -1,201 Closed
IA
16
IFP Advisors
Florida
– -$7K -554 Closed
Wells Fargo
17
Wells Fargo
California
– -$12 -1 -50%

OCCI Hedge Fund Activity: Q4 2021 in Review

15 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in OFS Credit Co (OCCI) for Q4 2021, worth a combined $11.2M — down 12% from $12.8M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of OCCI and 1 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 8 added.

The largest buyer was Envestnet Asset Management, adding an estimated $203K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $1.73M.

  • 15 institutional investors held OFS Credit Co (OCCI) as of Q4 2021, down from 16 in Q3 2021.
  • Funds reported $11.2M of OFS Credit Co stock for Q4 2021, down 12% quarter-over-quarter.
  • 1 fund opened new OFS Credit Co positions in Q4 2021 and 2 closed out, a net change of -1 holder.
  • The largest OFS Credit Co buyer in Q4 2021 was Envestnet Asset Management, an estimated $203K added.
  • The largest OFS Credit Co seller in Q4 2021 was Thomas J. Herzfeld Advisors, an estimated $1.73M sold.

Based on aggregated 13F filings for Q4 2021.