Rockefeller Capital Management
OCCI

Rockefeller Capital Management’s OFS Credit Co OCCI Stock Holding History

Rockefeller Capital Management’s Portfolio OCCI Stock Details OCCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-37
Closed – – 4233
2022
Q2 		$0 Buy
+37
New +$389 ﹤0.01% 4310
2021
Q2 		– Sell
-111
Closed -$1K – 3555
2021
Q1 		$1K Sell
111
-256
-70% -$3.3K ﹤0.01% 3191
2020
Q4 		$4K Buy
+367
New +$3.57K ﹤0.01% 2505
2019
Q3 		– Sell
-2,163
Closed -$35K – 1974
2019
Q2 		$35K Buy
2,163
+59
+3% +$968 ﹤0.01% 893
2019
Q1 		$34K Buy
+2,104
New +$31.6K ﹤0.01% 1036

Other funds holding OCCI

BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
CAN
Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return
WEPOG
Wealth Enhancement & Preservation of GA Alpharetta, Georgia $104M AUM 15.21% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Rockefeller Capital Management's OCCI Position: Q3 2022 in Review

Rockefeller Capital Management sold out of OFS Credit Co (OCCI) in Q3 2022, closing a stake of 37 shares.

Rockefeller Capital Management first reported a position in OCCI in Q1 2019 and held it in 5 quarters. The position peaked at $35K in Q2 2019. 18 funds tracked by Wall St. Rank hold OCCI as of Q3 2022.

  • Rockefeller Capital Management reported no remaining OFS Credit Co position as of Q3 2022 after selling out during the quarter.
  • Rockefeller Capital Management sold 37 OFS Credit Co shares in Q3 2022.
  • Rockefeller Capital Management first reported a position in OFS Credit Co in Q1 2019 and held it in 5 quarters.
  • Rockefeller Capital Management's OFS Credit Co position peaked at $35K in Q2 2019.
  • 18 funds tracked by Wall St. Rank held OFS Credit Co as of Q3 2022.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.