We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$407M
$16.2M 8.65%
1,900,034
+569,656
+43% +$6.64M
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$281M
$13.3M 7.1%
1,610,933
+239,330
+17% +$3.67M
CLM icon
3
Cornerstone Strategic Value Fund
CLM
$2.17B
$10.1M 5.4%
1,266,579
+68,653
+6% +$698K
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$702M
$9.68M 5.17%
1,707,665
-47,601
-3% -$329K
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$7.61M 4.06%
720,182
+31,265
+5% +$387K
CET
6
Central Securities Corp
CET
$1.54B
$7.34M 3.92%
284,450
-98,920
-26% -$3.04M
STEW
7
SRH Total Return Fund
STEW
$1.75B
$6.8M 3.63%
739,140
-421,854
-36% -$4.55M
GHY
8
PGIM Global High Yield Fund
GHY
$478M
$6.11M 3.26%
551,975
+99,695
+22% +$1.39M
ISD
9
PGIM High Yield Bond Fund
ISD
$414M
$5.99M 3.2%
517,442
+19,656
+4% +$281K
GAM
10
General American Investors Company
GAM
$1.54B
$4.08M 2.18%
148,905
-55,250
-27% -$1.91M
CRF
11
Cornerstone Total Return Fund
CRF
$1.14B
$3.98M 2.12%
509,921
-163,646
-24% -$1.61M
EVG
12
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$3.58M 1.91%
327,463
+182,907
+127% +$2.33M
ADX icon
13
Adams Diversified Equity Fund
ADX
$3.17B
$3.45M 1.84%
274,147
-14,819
-5% -$221K
MTZ icon
14
MasTec
MTZ
$26.7B
$3.35M 1.79%
102,297
– –
AIF
15
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.2M 1.71%
282,238
+1,823
+0.7% +$26K
MCR
16
DELISTED
MFS Charter Income Trust
MCR
$3.15M 1.68%
425,372
+100,300
+31% +$807K
BTZ icon
17
BlackRock Credit Allocation Income Trust
BTZ
$927M
$3.01M 1.6%
257,774
-160,148
-38% -$2.16M
CCIF
18
Carlyle Credit Income Fund
CCIF
$56.4M
$2.81M 1.5%
335,256
+219,224
+189% +$2.25M
MAV
19
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$2.63M 1.41%
258,784
+186,859
+260% +$2.02M
AWP
20
abrdn Global Premier Properties Fund
AWP
$377M
$2.52M 1.35%
198,431
-10,045
-5% -$180K
NEE icon
21
NextEra Energy
NEE
$187B
$2.23M 1.19%
37,044
+12,872
+53% +$809K
BGY icon
22
BlackRock Enhanced International Dividend Trust
BGY
$512M
$2.22M 1.18%
493,119
-26,911
-5% -$144K
HIX
23
Western Asset High Income Fund II
HIX
$352M
$2.21M 1.18%
+440,876
New +$2.78M
OCCI
24
OFS Credit Co
OCCI
$68.7M
$2.03M 1.08%
336,958
-131,858
-28% -$1.72M
BPOP icon
25
Popular Inc
BPOP
$11B
$1.93M 1.03%
55,230
– –
1
2 3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.