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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1
NexPoint Diversified Real Estate Trust
NXDT
$280M
$16.6M 6.1%
763,966
+35,957
+5% +$775K
HFRO
2
Highland Opportunities and Income Fund
HFRO
$403M
$12.5M 4.57%
896,781
+67,602
+8% +$924K
CET
3
Central Securities Corp
CET
$1.55B
$12.1M 4.42%
421,014
-36,353
-8% -$986K
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$704M
$11.5M 4.2%
1,483,406
+325,546
+28% +$2.52M
STEW
5
SRH Total Return Fund
STEW
$1.74B
$11.3M 4.15%
1,050,052
-24,388
-2% -$260K
CLM icon
6
Cornerstone Strategic Value Fund
CLM
$2.17B
$10.4M 3.82%
868,717
-1,529
-0.2% -$18.2K
THQ
7
abrdn Healthcare Opportunities Fund
THQ
$769M
$8.36M 3.07%
474,479
+17,246
+4% +$301K
ISD
8
PGIM High Yield Bond Fund
ISD
$415M
$6.46M 2.37%
455,864
+14,002
+3% +$195K
HERZ
9
Herzfeld Credit Income Fund
HERZ
$32.4M
$6.11M 2.24%
134,638
-15,795
-10% -$689K
MTZ icon
10
MasTec
MTZ
$27.5B
$5.64M 2.07%
117,297
– –
GAM
11
General American Investors Company
GAM
$1.54B
$5.6M 2.05%
168,054
+4,630
+3% +$147K
AIF
12
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.47M 2.01%
372,430
-3,848
-1% -$55.9K
OCCI
13
OFS Credit Co
OCCI
$69.3M
$5.42M 1.99%
336,159
+20,669
+7% +$310K
AOD
14
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$4.64M 1.7%
561,957
-20,159
-3% -$164K
GHY
15
PGIM Global High Yield Fund
GHY
$479M
$4.24M 1.55%
304,107
+23,369
+8% +$322K
THW
16
abrdn World Healthcare Fund
THW
$532M
$3.86M 1.42%
301,327
-65,368
-18% -$833K
MINT icon
17
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.63M 1.33%
35,758
+16,356
+84% +$1.66M
NEAR icon
18
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.63M 1.33%
+72,236
New +$3.62M
RCL icon
19
Royal Caribbean
RCL
$79.3B
$3.58M 1.31%
31,229
– –
ADX icon
20
Adams Diversified Equity Fund
ADX
$3.19B
$3.41M 1.25%
236,302
+4,094
+2% +$56.6K
CRF
21
Cornerstone Total Return Fund
CRF
$1.14B
$3.35M 1.23%
284,543
+27,995
+11% +$325K
NCLH icon
22
Norwegian Cruise Line
NCLH
$9.03B
$3.13M 1.15%
56,944
– –
FBP icon
23
First Bancorp
FBP
$4.41B
$3.03M 1.11%
264,477
-5,000
-2% -$52.7K
BRW
24
Saba Capital Income & Opportunities Fund
BRW
$336M
$3M 1.1%
313,255
-2,271
-0.7% -$21.5K
BPOP icon
25
Popular Inc
BPOP
$11B
$2.88M 1.06%
55,230
– –
1
2 3 4 5

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PCI
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PC
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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.