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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$407M
$24.5M 11.09%
2,205,025
+72,198
+3% +$760K
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$281M
$11.4M 5.16%
999,407
-1,018,990
-50% -$11.6M
EVV
3
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$8.99M 4.08%
711,626
-2,089
-0.3% -$26.3K
GHY
4
PGIM Global High Yield Fund
GHY
$478M
$7.47M 3.39%
500,806
+324
+0.1% +$4.77K
ISD
5
PGIM High Yield Bond Fund
ISD
$414M
$6.96M 3.16%
444,350
+5,021
+1% +$77.1K
MTZ icon
6
MasTec
MTZ
$26.7B
$6.74M 3.06%
71,874
-17,133
-19% -$1.47M
CET
7
Central Securities Corp
CET
$1.54B
$6.43M 2.92%
169,571
+2,458
+1% +$87.1K
JQC icon
8
Nuveen Credit Strategies Income Fund
JQC
$702M
$6.14M 2.79%
944,605
+53,822
+6% +$346K
BSTZ icon
9
BlackRock Science and Technology Term Trust
BSTZ
$1.97B
$6.08M 2.76%
170,499
+80,487
+89% +$2.93M
STEW
10
SRH Total Return Fund
STEW
$1.75B
$5.47M 2.48%
434,601
-745
-0.2% -$8.75K
AIF
11
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4.51M 2.05%
303,302
+9,543
+3% +$140K
PCI
12
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$4.14M 1.88%
185,792
+3,768
+2% +$81.7K
FAX
13
abrdn Asia-Pacific Income Fund
FAX
$590M
$3.91M 1.77%
159,185
-38,497
-19% -$1.01M
AOD
14
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$3.73M 1.69%
391,840
+1,205
+0.3% +$11.1K
PDX
15
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$3.64M 1.65%
351,857
+33,761
+11% +$326K
AVK
16
Advent Convertible and Income Fund
AVK
$544M
$3.53M 1.6%
+205,400
New +$3.44M
ADX icon
17
Adams Diversified Equity Fund
ADX
$3.17B
$3.29M 1.49%
180,033
-3,252
-2% -$57.8K
CCIF
18
Carlyle Credit Income Fund
CCIF
$56.4M
$3.15M 1.43%
306,354
+20,758
+7% +$212K
AIO
19
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$882M
$3.04M 1.38%
114,279
+2,967
+3% +$82.1K
GAM
20
General American Investors Company
GAM
$1.54B
$2.88M 1.31%
72,295
-2,265
-3% -$86.9K
FBP icon
21
First Bancorp
FBP
$4.4B
$2.75M 1.25%
244,477
-45,000
-16% -$473K
JRI icon
22
Nuveen Real Asset Income & Growth Fund
JRI
$358M
$2.71M 1.23%
183,754
-2,569
-1% -$36.1K
BPOP icon
23
Popular Inc
BPOP
$11B
$2.63M 1.19%
37,394
-17,836
-32% -$1.15M
HERZ
24
Herzfeld Credit Income Fund
HERZ
$33M
$2.53M 1.15%
55,362
-5,784
-9% -$258K
JTD
25
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.49M 1.13%
164,755
+105,231
+177% +$1.52M
1
2 3 4 5

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PCI
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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.