Thomas J. Herzfeld Advisors’s Advent Convertible and Income Fund AVK Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,737	Closed	-$100K	–	362
2021 Q3	$100K	Sell	5,737 -152,689	-96%	-$2.84M	0.04%	105
2021 Q2	$2.97M	Sell	158,426 -46,974	-23%	-$855K	1.24%	24
2021 Q1	$3.53M	Buy	+205,400	New	+$3.44M	1.6%	16
2020 Q3	–	Sell	-63,086	Closed	-$854K	–	256
2020 Q2	$854K	Sell	63,086 -51,108	-45%	-$611K	0.42%	53
2020 Q1	$1.18M	Buy	114,194 +46,460	+69%	+$647K	0.63%	42
2019 Q4	$1.03M	Buy	67,734 +41,079	+154%	+$599K	0.37%	56
2019 Q3	$378K	Hold	26,655	–	–	0.14%	92
2019 Q2	$391K	Sell	26,655 -15,566	-37%	-$224K	0.15%	92
2019 Q1	$607K	Buy	42,221 +11,548	+38%	+$159K	0.22%	95
2018 Q4	$375K	Buy	30,673 +18,436	+151%	+$249K	0.15%	102
2018 Q3	$187K	Buy	+12,237	New	+$186K	0.07%	112
2014 Q2	–	Sell	-64,215	Closed	-$1.16M	–	289
2014 Q1	$1.16M	Buy	64,215 +6,932	+12%	+$126K	0.68%	51
2013 Q4	$1.03M	Buy	57,283 +151	+0.3%	+$2.63K	0.59%	55
2013 Q3	$979K	Sell	57,132 -1,356	-2%	-$23K	0.63%	54
2013 Q2	$965K	Buy	+58,488	New	+$993K	0.61%	56

Other funds holding AVK

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Thomas J. Herzfeld Advisors's AVK Position: Q4 2021 in Review

Thomas J. Herzfeld Advisors sold out of Advent Convertible and Income Fund (AVK) in Q4 2021, closing a stake of 5,737 shares — an estimated $100K sold.

Thomas J. Herzfeld Advisors first reported a position in AVK in Q2 2013 and held it in 15 quarters. The position peaked at $3.53M in Q1 2021. 88 funds tracked by Wall St. Rank hold AVK as of Q4 2021.

Thomas J. Herzfeld Advisors reported no remaining Advent Convertible and Income Fund position as of Q4 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 5,737 Advent Convertible and Income Fund shares in Q4 2021, an estimated $100K.
Thomas J. Herzfeld Advisors first reported a position in Advent Convertible and Income Fund in Q2 2013 and held it in 15 quarters.
Thomas J. Herzfeld Advisors's Advent Convertible and Income Fund position peaked at $3.53M in Q1 2021.
88 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q4 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.