AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

46 hedge funds and large institutions have $81.2M invested in Advent Convertible and Income Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
14
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$2.16M
2
Wells Fargo
Wells Fargo
California
$7.09M
3
SFS
Shaker Financial Services
Virginia
$480K
4
PPA
Parametric Portfolio Associates
Washington
$6.71M
5
DA
Doliver Advisors
Texas
$271K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$4.31M
2
AWA
Arete Wealth Advisors
Illinois
$203K
3
SG Americas Securities
SG Americas Securities
New York
$0
4
GC
Guggenheim Capital
Illinois
$7.82M
5
LCM
Logan Capital Management
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.99M -$150K -8,308 -1%
WCM
2
Windsor Capital Management
Arizona
$8.56M +$55.9K +3,089 +0.7%
OA
3
Oxbow Advisors
Texas
$8.53M -$112K -6,212 -1%
GC
4
Guggenheim Capital
Illinois
$7.82M -$797K -44,030 -9%
Wells Fargo
5
Wells Fargo
California
$7.09M +$513K +28,341 +8%
PPA
6
Parametric Portfolio Associates
Washington
$6.71M +$423K +23,392 +7%
Ameriprise
7
Ameriprise
Minnesota
$4.94M +$133K +7,341 +3%
Morgan Stanley
8
Morgan Stanley
New York
$4.31M -$2.23M -123,539 -34%
EVM
9
Eaton Vance Management
Massachusetts
$4.14M +$57.2K +2,917 +1%
CS
10
Credit Suisse
Switzerland
$3.23M +$215K +11,865 +7%
FAM
11
Formidable Asset Management
Ohio
$2.65M +$884 +50 +0%
Invesco
12
Invesco
Georgia
$2.16M +$932K +51,548 +76%
LPL Financial
13
LPL Financial
California
$1.49M -$124K -6,838 -8%
CIA
14
Capital Investment Advisors
Georgia
$1.33M -$55.3K -3,057 -4%
RJA
15
Raymond James & Associates
Florida
$1.31M +$213K +11,753 +19%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$1.16M +$125K +6,932 +12%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$915K +$29.9K +1,653 +3%
First Trust Advisors
18
First Trust Advisors
Illinois
$855K +$62.1K +3,433 +8%
U
19
UBS
Switzerland
$545K -$235 -13 -0%
AQR Capital Management
20
AQR Capital Management
Connecticut
$522K -$60.1K -3,324 -10%
SFS
21
Shaker Financial Services
Virginia
$480K +$480K +26,510 New
Bank of America
22
Bank of America
North Carolina
$460K -$71.4K -3,950 -13%
DA
23
Doliver Advisors
Texas
$271K +$271K +14,981 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$243K -$7.44K -411 -3%
SGCA
25
Steel Grove Capital Advisors
Tennessee
$243K -$18.5K -1,019 -7%
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