AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

75 hedge funds and large institutions have $145M invested in Advent Convertible and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-6
Holders Change %
-7.41%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
37
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.29M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.24M
3
PPA
Parametric Portfolio Associates
Washington
+$855K
4
AAM
Advisors Asset Management
Colorado
+$667K
5
ACM
Advent Capital Management
New York
+$531K

Top Sellers

1
CRC
Curi RMB Capital
Illinois
-$3.38M
2
Morgan Stanley
Morgan Stanley
New York
-$2.07M
3
WAM
Wolverine Asset Management
Illinois
-$2M
4
Invesco
Invesco
Georgia
-$1.53M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$19.1M +$855K +59,504 +5%
AAM
2
Advisors Asset Management
Colorado
$18.9M +$667K +46,396 +4%
RJA
3
Raymond James & Associates
Florida
$18.2M +$488K +33,971 +3%
RCM
4
Rivernorth Capital Management
Florida
$12.8M -$1.25M -87,048 -9%
Wells Fargo
5
Wells Fargo
California
$8.54M -$1.31M -91,124 -13%
Morgan Stanley
6
Morgan Stanley
New York
$6.59M -$2.07M -144,375 -24%
JPMorgan Chase & Co
7
JPMorgan Chase & Co
New York
$4.86M -$1.33M -92,673 -22%
AWA
8
Arete Wealth Advisors
Illinois
$3.74M +$204K +14,185 +6%
BlackRock
9
BlackRock
New York
$3.67M – – –
Bank of America
10
Bank of America
North Carolina
$3.2M +$7.4K +515 +0.2%
LCM
11
Landscape Capital Management
New Jersey
$3.04M +$376K +26,165 +14%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.98M +$121K +8,425 +4%
UBS Group
13
UBS Group
Switzerland
$2.89M +$9.41K +655 +0.3%
GC
14
Guggenheim Capital
Illinois
$2.87M +$437K +30,429 +18%
Invesco
15
Invesco
Georgia
$2.68M -$1.53M -106,554 -36%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.31M +$1.24M +86,143 +116%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.25M +$117K +8,137 +5%
OA
18
Oxbow Advisors
Texas
$2.07M +$12.1K +845 +0.6%
ACM
19
Advent Capital Management
New York
$2.01M +$531K +36,972 +36%
LPL Financial
20
LPL Financial
California
$1.91M +$1.29M +89,665 +206%
WCM
21
Windsor Capital Management
Arizona
$1.86M -$48.9K -3,401 -3%
9WM
22
9258 Wealth Management
Ohio
$1.62M -$129 -9 -0%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$1.4M +$20.1K +1,397 +1%
CRC
24
Curi RMB Capital
Illinois
$1.28M -$3.38M -235,285 -73%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$1.18M +$169K +11,761 +17%
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