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AVK

Advent Convertible and Income Fund

82 hedge funds and large institutions have $147M invested in Advent Convertible and Income Fund in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

35% more capital invested

Capital invested by funds: $109M → $147M (+$38.6M)

11% more funds holding

Funds holding: 7482 (+8)

1.73% more ownership

Funds ownership: 24.81%26.54% (+1.7%)

35% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 31

Holders
82
Holders Change
+8
Holders Change %
+10.81%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
20
Reduced
31
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$25.5M -$1.6M -108,674 -6%
GC
2
Guggenheim Capital
Illinois
$12.4M +$2.52M +171,374 +29%
RJA
3
Raymond James & Associates
Florida
$10.6M -$978K -66,410 -9%
AAM
4
Advisors Asset Management
Colorado
$7.5M -$2.67M -181,068 -28%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$7.42M -$226K -15,325 -3%
Bank of America
6
Bank of America
North Carolina
$7.33M -$209K -14,161 -3%
Wells Fargo
7
Wells Fargo
California
$7.31M +$276K +18,752 +4%
Morgan Stanley
8
Morgan Stanley
New York
$6.93M -$146K -9,916 -2%
RCM
9
Rivernorth Capital Management
Florida
$6.07M +$842K +57,182 +18%
UBS Group
10
UBS Group
Switzerland
$5.59M +$414K +28,115 +9%
FAM
11
Formidable Asset Management
Ohio
$4.46M +$3.53M +239,946 +587%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.1M +$1.42M +96,067 +60%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.67M +$297K +20,139 +10%
AWA
14
Arete Wealth Advisors
Illinois
$3.59M -$63K -4,278 -2%
WAM
15
Wolverine Asset Management
Illinois
$2.86M +$1.74M +118,173 +198%
ACM
16
Advent Capital Management
New York
$2.53M
LPL Financial
17
LPL Financial
California
$2.2M +$304K +20,660 +18%
First Trust Advisors
18
First Trust Advisors
Illinois
$2.06M -$49.3K -3,348 -3%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.95M +$130K +8,842 +8%
CRC
20
Curi RMB Capital
Illinois
$1.9M +$1.74M +118,094 New
QC
21
Quantedge Capital
Singapore
$1.67M +$1.53M +103,522 New
9WM
22
9258 Wealth Management
Ohio
$1.51M -$57.5K -3,901 -4%
AAS
23
Avantax Advisory Services
Texas
$1.31M -$523K -35,508 -30%
EDRIA
24
Edmonds Duncan Registered Investment Advisors
Kansas
$1.21M
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.08M +$47.2K +3,206 +5%

AVK Hedge Fund Activity: Q4 2020 in Review

82 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2020, worth a combined $147M — up 35% from $109M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new AVK positions and 8 closed out — a net gain of 9 holders — while 20 added to existing stakes and 31 trimmed.

The largest buyer was Formidable Asset Management, adding an estimated $3.53M. The largest seller was Advisors Asset Management, cutting an estimated $2.67M.

  • 82 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2020, up from 74 in Q3 2020.
  • Funds reported $147M of Advent Convertible and Income Fund stock for Q4 2020, up 35% quarter-over-quarter.
  • 17 funds opened new Advent Convertible and Income Fund positions in Q4 2020 and 8 closed out, a net change of +9 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2020 was Formidable Asset Management, an estimated $3.53M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2020 was Advisors Asset Management, an estimated $2.67M sold.

Based on aggregated 13F filings for Q4 2020.