AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

81 hedge funds and large institutions have $147M invested in Advent Convertible and Income Fund in 2020 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 31 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+9
Holders Change %
+12.5%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
20
Reduced
31
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAM
Formidable Asset Management
Ohio
$4.46M
2
GC
Guggenheim Capital
Illinois
$12.4M
3
WAM
Wolverine Asset Management
Illinois
$2.86M
4
CRC
Curi RMB Capital
Illinois
$1.9M
5
Osaic Holdings
Osaic Holdings
Arizona
$4.1M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$7.5M
2
PPA
Parametric Portfolio Associates
Washington
$25.5M
3
Stifel Financial
Stifel Financial
Missouri
$568K
4
RJA
Raymond James & Associates
Florida
$10.6M
5
AAS
Avantax Advisory Services
Texas
$1.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$25.5M -$1.75M -108,674 -6%
GC
2
Guggenheim Capital
Illinois
$12.4M +$2.76M +171,374 +29%
RJA
3
Raymond James & Associates
Florida
$10.6M -$1.07M -66,410 -9%
AAM
4
Advisors Asset Management
Colorado
$7.5M -$2.91M -181,068 -28%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$7.42M -$247K -15,325 -3%
Bank of America
6
Bank of America
North Carolina
$7.33M -$228K -14,161 -3%
Wells Fargo
7
Wells Fargo
California
$7.31M +$302K +18,752 +4%
Morgan Stanley
8
Morgan Stanley
New York
$6.94M -$159K -9,916 -2%
RCM
9
Rivernorth Capital Management
Florida
$6.07M +$920K +57,182 +18%
UBS Group
10
UBS Group
Switzerland
$5.59M +$452K +28,115 +9%
FAM
11
Formidable Asset Management
Ohio
$4.46M +$3.81M +239,946 +587%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.1M +$1.55M +96,067 +60%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.67M +$324K +20,139 +10%
AWA
14
Arete Wealth Advisors
Illinois
$3.59M -$68.8K -4,278 -2%
WAM
15
Wolverine Asset Management
Illinois
$2.86M +$1.9M +118,173 +198%
ACM
16
Advent Capital Management
New York
$2.53M – – –
LPL Financial
17
LPL Financial
California
$2.2M +$332K +20,660 +18%
First Trust Advisors
18
First Trust Advisors
Illinois
$2.06M -$53.9K -3,348 -3%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.95M +$142K +8,842 +8%
CRC
20
Curi RMB Capital
Illinois
$1.9M +$1.9M +118,094 New
QC
21
Quantedge Capital
Singapore
$1.67M +$1.67M +103,522 New
9WM
22
9258 Wealth Management
Ohio
$1.51M -$62.8K -3,901 -4%
AAS
23
Avantax Advisory Services
Texas
$1.31M -$568K -35,508 -30%
EDRIA
24
Edmonds Duncan Registered Investment Advisors
Kansas
$1.21M – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.08M +$51.5K +3,206 +5%
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