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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$23.3M +$2.28M +181,443 +11%
SIA
2
Sit Investment Associates
Minnesota
$18.6M -$8.97M -712,460 -33%
Wells Fargo
3
Wells Fargo
California
$11.6M +$276K +21,935 +3%
GC
4
Guggenheim Capital
Illinois
$10.5M +$731K +58,052 +8%
AAM
5
Advisors Asset Management
Colorado
$10.2M +$1.09M +86,808 +13%
PCM
6
Penserra Capital Management
California
$8.96M +$329K +26,123 +4%
LPL Financial
7
LPL Financial
California
$6.93M -$94.2K -7,484 -1%
Morgan Stanley
8
Morgan Stanley
New York
$6.76M -$337K -26,774 -5%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$6.31M +$110K +8,774 +2%
WAM
10
Wolverine Asset Management
Illinois
$4.74M +$2.63M +208,760 +136%
AWA
11
Arete Wealth Advisors
Illinois
$4.19M +$24.1K +1,913 +0.6%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.75M -$10K -794 -0.3%
FC
13
FCA Corp
Texas
$3.34M +$198K +15,752 +7%
SPIA
14
Steward Partners Investment Advisory
New York
$3.25M +$271K +21,557 +10%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$2.5M +$2.31M +183,096 +2,322%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.09M -$58.3K -4,626 -3%
CWP
17
Cyndeo Wealth Partners
Florida
$2.01M
Creative Planning
18
Creative Planning
Kansas
$1.84M -$10.2K -808 -0.6%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.54M +$221K +17,549 +18%
UBS Group
20
UBS Group
Switzerland
$1.44M +$69.2K +5,492 +5%
NA
21
NewEdge Advisors
Louisiana
$1.26M +$375K +29,770 +45%
P
22
&Partners
Tennessee
$933K -$20.9K -1,663 -2%
AIA
23
Absolute Investment Advisers
Florida
$898K +$2.43K +193 +0.3%
SA
24
Sanctuary Advisors
Indiana
$885K +$16.3K +1,293 +2%
NAS
25
NWF Advisory Services
California
$879K -$24.9K -1,974 -3%