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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$72.9M +$44.4M +2,653,413 +167%
GC
2
Guggenheim Capital
Illinois
$13.1M -$187K -11,191 -1%
RJA
3
Raymond James & Associates
Florida
$12.5M +$1.19M +70,834 +11%
Bank of America
4
Bank of America
North Carolina
$8.67M +$803K +48,002 +11%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$7.87M -$67.5K -4,033 -0.9%
Morgan Stanley
6
Morgan Stanley
New York
$7.69M +$261K +15,625 +4%
Wells Fargo
7
Wells Fargo
California
$7.59M -$222K -13,285 -3%
UBS Group
8
UBS Group
Switzerland
$7.07M +$1.06M +63,359 +18%
AAM
9
Advisors Asset Management
Colorado
$5.54M -$2.41M -144,035 -31%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.83M +$886K +52,953 +23%
FAM
11
Formidable Asset Management
Ohio
$4.8M -$37K -2,208 -0.8%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.65M +$259K +15,506 +6%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.53M +$3.44M +205,400 New
AWA
14
Arete Wealth Advisors
Illinois
$3.46M -$368K -21,993 -10%
WAM
15
Wolverine Asset Management
Illinois
$2.85M -$208K -12,415 -7%
ACM
16
Advent Capital Management
New York
$2.7M
LPL Financial
17
LPL Financial
California
$2.68M +$314K +18,756 +14%
QC
18
Quantedge Capital
Singapore
$2.44M +$641K +38,307 +37%
First Trust Advisors
19
First Trust Advisors
Illinois
$2.23M +$25.5K +1,526 +1%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.86M -$222K -13,269 -11%
9WM
21
9258 Wealth Management
Ohio
$1.59M -$21.5K -1,287 -1%
AAS
22
Avantax Advisory Services
Texas
$1.5M +$91.4K +5,461 +7%
6M
23
6 Meridian
Kansas
$1.36M +$251K +15,009 +23%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.25M +$94.5K +5,646 +8%
LCM
25
Landscape Capital Management
New Jersey
$1.25M +$807K +48,225 +200%