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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$17.4M +$5.57M +332,765 +44%
PPA
2
Parametric Portfolio Associates
Washington
$14.7M +$1.65M +98,555 +12%
OA
3
Oxbow Advisors
Texas
$6.43M +$186K +11,097 +3%
WCM
4
Windsor Capital Management
Arizona
$6.34M -$123K -7,321 -2%
Wells Fargo
5
Wells Fargo
California
$5.41M -$599K -35,748 -10%
AAM
6
Advisors Asset Management
Colorado
$4.76M -$58.3K -3,483 -1%
GC
7
Guggenheim Capital
Illinois
$4.11M -$289K -17,276 -6%
Morgan Stanley
8
Morgan Stanley
New York
$3.56M -$386K -23,059 -9%
RJA
9
Raymond James & Associates
Florida
$2.69M +$85K +5,079 +3%
EVM
10
Eaton Vance Management
Massachusetts
$2.14M +$36.9K +2,202 +2%
CS
11
Credit Suisse
Switzerland
$1.96M +$14.6K +871 +0.7%
Invesco
12
Invesco
Georgia
$1.94M -$932K -55,658 -31%
CIA
13
Capital Investment Advisors
Georgia
$1.07M -$27.5K -1,644 -2%
LPL Financial
14
LPL Financial
California
$1.04M -$131K -7,817 -11%
WAM
15
Wolverine Asset Management
Illinois
$965K -$840K -50,184 -45%
First Trust Advisors
16
First Trust Advisors
Illinois
$958K +$7.94K +474 +0.8%
UBS Group
17
UBS Group
Switzerland
$670K +$98.5K +5,886 +16%
SJIC
18
St. James Investment Company
Texas
$522K +$5.16K +308 +0.9%
Bank of America
19
Bank of America
North Carolina
$504K +$71.7K +4,281 +16%
DA
20
Doliver Advisors
Texas
$430K +$230K +13,722 +103%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$404K +$426K +25,419 New
LCM
22
Landscape Capital Management
New Jersey
$364K +$384K +22,929 New
CI
23
CAZ Investments
Texas
$218K +$904 +54 +0.4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$214K -$35.8K -2,136 -14%
CIBC World Market
25
CIBC World Market
Ontario, Canada
$174K +$3.31K +198 +2%