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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$15.6M -$1.4M -100,434 -6%
AAM
2
Advisors Asset Management
Colorado
$11.6M -$1.21M -86,951 -7%
RJA
3
Raymond James & Associates
Florida
$10.3M +$5.02M +360,257 +57%
Bank of America
4
Bank of America
North Carolina
$6.07M +$1.62M +116,683 +25%
Wells Fargo
5
Wells Fargo
California
$5.53M -$1.34M -96,016 -15%
GC
6
Guggenheim Capital
Illinois
$5.35M +$640K +45,950 +10%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$4.92M +$114K +8,180 +2%
Morgan Stanley
8
Morgan Stanley
New York
$4.59M -$121K -8,714 -2%
RCM
9
Rivernorth Capital Management
Florida
$3.83M -$1.77M -126,868 -26%
UBS Group
10
UBS Group
Switzerland
$2.7M +$85.2K +6,119 +2%
AWA
11
Arete Wealth Advisors
Illinois
$2.38M +$305K +21,919 +11%
FAM
12
Formidable Asset Management
Ohio
$2.32M +$3.12M +224,089 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.78M -$1.31M -94,234 -35%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.76M +$2.37M +170,352 New
ACM
15
Advent Capital Management
New York
$1.63M
First Trust Advisors
16
First Trust Advisors
Illinois
$1.44M -$313K -22,482 -14%
9WM
17
9258 Wealth Management
Ohio
$1.26M +$18.1K +1,300 +1%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1.18M +$647K +46,460 +69%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.14M +$242K +17,364 +19%
WCM
20
Windsor Capital Management
Arizona
$1.05M -$94.6K -6,792 -6%
LPL Financial
21
LPL Financial
California
$896K +$212K +15,246 +21%
AAS
22
Avantax Advisory Services
Texas
$729K +$11.4K +820 +1%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$569K +$45.3K +3,256 +6%
QCIG
24
Quad-Cities Investment Group
Iowa
$561K -$15.6K -1,124 -2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$520K -$35.3K -2,534 -5%