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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$10.5M +$3.07M +167,888 +37%
WCM
2
Windsor Capital Management
Arizona
$7.8M +$12.8K +701 +0.2%
AAM
3
Advisors Asset Management
Colorado
$7.69M -$1.82M -99,736 -18%
OA
4
Oxbow Advisors
Texas
$7.44M -$659K -36,100 -8%
GC
5
Guggenheim Capital
Illinois
$7.02M -$128K -7,031 -2%
Ameriprise
6
Ameriprise
Minnesota
$6.94M +$1.39M +76,291 +23%
Wells Fargo
7
Wells Fargo
California
$6.31M -$1.18M -64,367 -15%
Morgan Stanley
8
Morgan Stanley
New York
$3.99M -$71.5K -3,915 -2%
Invesco
9
Invesco
Georgia
$3.81M +$643K +35,219 +18%
CS
10
Credit Suisse
Switzerland
$2.17M -$900K -49,267 -28%
RJA
11
Raymond James & Associates
Florida
$1.55M +$79.6K +4,358 +5%
LPL Financial
12
LPL Financial
California
$1.49M +$182K +9,973 +13%
RCM
13
Robinson Capital Management
Michigan
$1.21M -$1.52M -83,245 -54%
CIA
14
Capital Investment Advisors
Georgia
$1.2M -$22.6K -1,238 -2%
DA
15
Doliver Advisors
Texas
$1M +$1.08M +59,295 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$960K +$59.3K +3,246 +6%
First Trust Advisors
17
First Trust Advisors
Illinois
$901K +$34.2K +1,874 +4%
U
18
UBS
Switzerland
$622K +$77.4K +4,238 +13%
AWA
19
Arete Wealth Advisors
Illinois
$478K +$156K +8,553 +43%
Bank of America
20
Bank of America
North Carolina
$456K +$21.8K +1,194 +5%
VKH
21
Virtu KCG Holdings
New York
$327K +$354K +19,389 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$246K
CIBC World Market
23
CIBC World Market
Ontario, Canada
$236K +$256K +13,995 New
SGCA
24
Steel Grove Capital Advisors
Tennessee
$226K
WAM
25
Wolverine Asset Management
Illinois
$216K +$234K +12,827 New