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AVK

Advent Convertible and Income Fund
AVK

Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.9M +$375K +25,169 +3%
AAM
2
Advisors Asset Management
Colorado
$8.79M +$763K +51,149 +9%
Wells Fargo
3
Wells Fargo
California
$7.73M -$1.55M -103,789 -17%
Bank of America
4
Bank of America
North Carolina
$5.85M +$768K +51,533 +15%
Morgan Stanley
5
Morgan Stanley
New York
$5.23M -$105K -7,020 -2%
RJA
6
Raymond James & Associates
Florida
$4.6M +$103K +6,935 +2%
RCM
7
Rivernorth Capital Management
Florida
$4.17M -$1.93M -129,431 -32%
CRC
8
Curi RMB Capital
Illinois
$3.77M +$214K +14,381 +6%
AWA
9
Arete Wealth Advisors
Illinois
$3.44M +$264K +17,680 +8%
LCM
10
Laurion Capital Management
New York
$3.3M – – –
Invesco
11
Invesco
Georgia
$3.1M +$131K +8,812 +4%
Koshinski Asset Management
12
Koshinski Asset Management
Illinois
$2.34M +$796K +53,405 +51%
First Trust Advisors
13
First Trust Advisors
Illinois
$2.3M +$262K +17,596 +13%
OA
14
Oxbow Advisors
Texas
$2.28M +$2.29M +153,231 New
WCM
15
Windsor Capital Management
Arizona
$2.23M -$39.6K -2,657 -2%
BlackRock
16
BlackRock
New York
$1.91M +$1.92M +128,513 New
GC
17
Guggenheim Capital
Illinois
$1.84M -$328K -22,021 -15%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.23M +$119K +7,950 +11%
UBS Group
19
UBS Group
Switzerland
$1.17M +$26.9K +1,805 +2%
EDRIA
20
Edmonds Duncan Registered Investment Advisors
Kansas
$928K -$47.9K -3,215 -5%
QCIG
21
Quad-Cities Investment Group
Iowa
$743K +$20.4K +1,368 +3%
LPL Financial
22
LPL Financial
California
$471K -$222K -14,907 -32%
LCM
23
Landscape Capital Management
New Jersey
$467K -$140K -9,359 -23%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$417K +$64.7K +4,336 +18%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$387K +$3.67K +246 +1%
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