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AVK

Advent Convertible and Income Fund
AVK

Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$12.8M +$1.02M +69,037 +7%
Ameriprise
2
Ameriprise
Minnesota
$6.94M -$8.22M -556,372 -51%
WAM
3
Wolverine Asset Management
Illinois
$6.91M +$7.06M +477,905 +786%
OA
4
Oxbow Advisors
Texas
$6.05M +$985K +66,735 +16%
WCM
5
Windsor Capital Management
Arizona
$4.97M -$171K -11,554 -3%
Wells Fargo
6
Wells Fargo
California
$4.1M -$310K -21,012 -6%
CRC
7
Curi RMB Capital
Illinois
$3.93M +$4.53M +306,486 New
GC
8
Guggenheim Capital
Illinois
$3.42M +$109K +7,402 +3%
AAM
9
Advisors Asset Management
Colorado
$3.34M -$582K -39,387 -13%
Morgan Stanley
10
Morgan Stanley
New York
$3.16M +$334K +22,586 +10%
DA
11
Doliver Advisors
Texas
$2.93M +$2.98M +201,561 +744%
RJA
12
Raymond James & Associates
Florida
$1.98M -$225K -15,228 -9%
CS
13
Credit Suisse
Switzerland
$1.53M -$60.7K -4,108 -3%
RCM
14
Rivernorth Capital Management
Florida
$1.45M +$1.67M +113,305 New
Citigroup
15
Citigroup
New York
$1.07M +$1.23M +83,194 +20,542%
CIA
16
Capital Investment Advisors
Georgia
$857K -$8.93K -605 -0.9%
Invesco
17
Invesco
Georgia
$815K -$861K -58,302 -48%
MIG
18
Mariner Investment Group
New York
$793K +$913K +61,815 New
First Trust Advisors
19
First Trust Advisors
Illinois
$787K +$15K +1,016 +2%
LCM
20
Landscape Capital Management
New Jersey
$776K +$555K +37,593 +164%
SFS
21
Shaker Financial Services
Virginia
$769K +$886K +60,004 New
LPL Financial
22
LPL Financial
California
$738K -$132K -8,917 -14%
UBS Group
23
UBS Group
Switzerland
$537K -$4.67K -316 -0.7%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$526K +$605K +40,984 New
AWA
25
Arete Wealth Advisors
Illinois
$446K +$514K +34,795 New
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