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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Saba Capital Management
1
Saba Capital Management
New York
$38M +$2.15M +155,001 +6%
RCM
2
Rivernorth Capital Management
Florida
$16M -$57.5K -4,142 -0.4%
OA
3
Oxbow Advisors
Texas
$12.2M -$410K -29,533 -3%
Wells Fargo
4
Wells Fargo
California
$8.51M +$1.04M +75,072 +14%
Advisors Asset Management
5
Advisors Asset Management
Colorado
$6.8M +$1.71M +123,301 +35%
Morgan Stanley
6
Morgan Stanley
New York
$6.31M -$1.18M -85,296 -16%
Guggenheim Capital
7
Guggenheim Capital
Illinois
$4.45M -$161K -11,565 -4%
WCM
8
Windsor Capital Management
Arizona
$4.18M -$171K -12,322 -4%
Sit Investment Associates
9
Sit Investment Associates
Minnesota
$3.82M +$1.36M +97,800 +58%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$3.56M +$85.5K +6,160 +3%
Eaton Vance Management
11
Eaton Vance Management
Massachusetts
$3.11M -$3.02M -217,386 -50%
Raymond James & Associates
12
Raymond James & Associates
Florida
$1.99M -$505K -36,397 -21%
LCM
13
Landscape Capital Management
New Jersey
$1.8M +$1.23M +88,876 +241%
AWA
14
Arete Wealth Advisors
Illinois
$1.71M +$85.1K +6,133 +5%
Curi RMB Capital
15
Curi RMB Capital
Illinois
$1.42M +$1.37M +99,005 New
First Trust Advisors
16
First Trust Advisors
Illinois
$1.31M +$306K +22,079 +32%
RCM
17
Robinson Capital Management
Michigan
$1.2M – – –
Bank of America
18
Bank of America
North Carolina
$1.16M +$286K +20,583 +34%
UBS Group
19
UBS Group
Switzerland
$1.03M +$608K +43,796 +155%
LPL Financial
20
LPL Financial
California
$810K +$4.36K +314 +0.6%
Ameriprise
21
Ameriprise
Minnesota
$698K -$248K -17,861 -27%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
$648K -$28.6K -2,061 -4%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$612K +$115K +8,313 +24%
Capital Investment Advisors
24
Capital Investment Advisors
Georgia
$544K -$20.4K -1,473 -4%
CI
25
Cavalier Investments
Georgia
$452K – – –