Saba Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Saba Capital Management’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-25,779	Closed	-$384K	–	108
2018 Q2	$384K	Sell	25,779 -262,441	-91%	-$3.91M	0.02%	77
2018 Q1	$4.23M	Sell	288,220 -282,632	-50%	-$4.33M	0.24%	55
2017 Q4	$8.83M	Sell	570,852 -528,364	-48%	-$8.21M	0.69%	36
2017 Q3	$17.4M	Sell	1,099,216 -1,596,997	-59%	-$25.2M	1.76%	19
2017 Q2	$42.4M	Buy	2,696,213 +9,279	+0.3%	+$144K	3.84%	6
2017 Q1	$41M	Buy	2,686,934 +31,655	+1%	+$480K	3.66%	7
2016 Q4	$38M	Buy	2,655,279 +155,001	+6%	+$2.15M	3.86%	5
2016 Q3	$35.5M	Buy	2,500,278 +196,554	+9%	+$2.8M	3.47%	8
2016 Q2	$31.3M	Buy	2,303,724 +1,140,324	+98%	+$15.2M	2.8%	10
2016 Q1	$15M	Buy	+1,163,400	New	+$14.2M	1.46%	27

Other funds holding AVK

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

Saba Capital Management's AVK Position: Q3 2018 in Review

Saba Capital Management sold out of Advent Convertible and Income Fund (AVK) in Q3 2018, closing a stake of 25,779 shares — an estimated $384K sold.

Saba Capital Management first reported a position in AVK in Q1 2016 and held it in 10 quarters. The position peaked at $42.4M in Q2 2017. 74 funds tracked by Wall St. Rank hold AVK as of Q3 2018.

Saba Capital Management reported no remaining Advent Convertible and Income Fund position as of Q3 2018 after selling out during the quarter.
Saba Capital Management sold 25,779 Advent Convertible and Income Fund shares in Q3 2018, an estimated $384K.
Saba Capital Management first reported a position in Advent Convertible and Income Fund in Q1 2016 and held it in 10 quarters.
Saba Capital Management's Advent Convertible and Income Fund position peaked at $42.4M in Q2 2017.
74 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2018.

Based on Saba Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.