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AVK

Advent Convertible and Income Fund

55 hedge funds and large institutions have $125M invested in Advent Convertible and Income Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

1.15% more ownership

Funds ownership: 36.04%37.19% (+1.1%)

4% more capital invested

Capital invested by funds: $121M → $125M (+$4.7M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less funds holding

Funds holding: 5655 (-1)

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
6
Increased
21
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$38M +$2.15M +155,001 +6%
RCM
2
Rivernorth Capital Management
Florida
$16M -$57.5K -4,142 -0.4%
OA
3
Oxbow Advisors
Texas
$12.2M -$410K -29,533 -3%
Wells Fargo
4
Wells Fargo
California
$8.51M +$1.04M +75,072 +14%
AAM
5
Advisors Asset Management
Colorado
$6.8M +$1.71M +123,301 +35%
Morgan Stanley
6
Morgan Stanley
New York
$6.31M -$1.18M -85,296 -16%
GC
7
Guggenheim Capital
Illinois
$4.45M -$161K -11,565 -4%
WCM
8
Windsor Capital Management
Arizona
$4.18M -$171K -12,322 -4%
SIA
9
Sit Investment Associates
Minnesota
$3.82M +$1.36M +97,800 +58%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$3.56M +$85.5K +6,160 +3%
EVM
11
Eaton Vance Management
Massachusetts
$3.11M -$3.02M -217,386 -50%
RJA
12
Raymond James & Associates
Florida
$1.99M -$505K -36,397 -21%
LCM
13
Landscape Capital Management
New Jersey
$1.8M +$1.23M +88,876 +241%
AWA
14
Arete Wealth Advisors
Illinois
$1.71M +$85.1K +6,133 +5%
CRC
15
Curi RMB Capital
Illinois
$1.42M +$1.37M +99,005 New
First Trust Advisors
16
First Trust Advisors
Illinois
$1.31M +$306K +22,079 +32%
RCM
17
Robinson Capital Management
Michigan
$1.2M
Bank of America
18
Bank of America
North Carolina
$1.16M +$286K +20,583 +34%
UBS Group
19
UBS Group
Switzerland
$1.03M +$608K +43,796 +155%
LPL Financial
20
LPL Financial
California
$810K +$4.36K +314 +0.6%
Ameriprise
21
Ameriprise
Minnesota
$698K -$248K -17,861 -27%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$648K -$28.6K -2,061 -4%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$612K +$115K +8,313 +24%
CIA
24
Capital Investment Advisors
Georgia
$544K -$20.4K -1,473 -4%
CI
25
Cavalier Investments
Georgia
$452K

AVK Hedge Fund Activity: Q4 2016 in Review

55 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2016, worth a combined $125M — up 3.9% from $121M a quarter earlier.

Fund positioning in AVK was balanced in Q4 2016: 6 funds opened new positions, 6 closed out, 21 added to existing stakes and 16 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $2.15M. The largest seller was Eaton Vance Management, cutting an estimated $3.02M.

  • 55 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2016, down from 56 in Q3 2016.
  • Funds reported $125M of Advent Convertible and Income Fund stock for Q4 2016, up 3.9% quarter-over-quarter.
  • 6 funds opened new Advent Convertible and Income Fund positions in Q4 2016 and 6 closed out, a net change of 0 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2016 was Saba Capital Management, an estimated $2.15M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2016 was Eaton Vance Management, an estimated $3.02M sold.

Based on aggregated 13F filings for Q4 2016.