AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

50 hedge funds and large institutions have $109M invested in Advent Convertible and Income Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 14 closing their positions.

Holders
50
Holders Change
-9
Holders Change %
-15.25%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
18
Reduced
18
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$31.3M
2
RCM
2
Rivernorth Capital Management
Florida
$14.9M
3
EVM
3
Eaton Vance Management
Massachusetts
$5.9M
4
Wells Fargo
4
Wells Fargo
California
$5.24M
5
MIG
5
Mariner Investment Group
New York
$3.43M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
WAM
2
Wolverine Asset Management
Illinois
$715K
3
MC
3
Matisse Capital
Oregon
$0
4
MM
4
Midas Management
New York
$0
5
CA
5
Cornerstone Advisors
North Carolina
$538K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$31.3M 2,243,159 +1,110,345 +98%
RCM
2
Rivernorth Capital Management
Florida
$14.9M 1,070,256 +359,865 +51%
OA
3
Oxbow Advisors
Texas
$12.7M 911,570 -32,117 -3%
Morgan Stanley
4
Morgan Stanley
New York
$6.96M 499,206 +22,592 +5%
EVM
5
Eaton Vance Management
Massachusetts
$5.9M 423,780 +212,098 +100%
Wells Fargo
6
Wells Fargo
California
$5.24M 375,681 +144,579 +63%
AAM
7
Advisors Asset Management
Colorado
$4.57M 327,632 +19,235 +6%
WCM
8
Windsor Capital Management
Arizona
$4.41M 315,810 -21,165 -6%
GC
9
Guggenheim Capital
Illinois
$4.09M 293,401 +26,383 +10%
MIG
10
Mariner Investment Group
New York
$3.43M 245,541 +139,558 +132%
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$3.26M 233,886 +2,678 +1%
RJA
12
Raymond James & Associates
Florida
$1.31M 94,020 -24,930 -21%
LCM
13
Landscape Capital Management
New Jersey
$1.21M 87,002 -77,926 -47%
Ameriprise
14
Ameriprise
Minnesota
$1.17M 82,880 -22,486 -21%
RCM
15
Robinson Capital Management
Michigan
$1.1M 79,163 +34,240 +76%
First Trust Advisors
16
First Trust Advisors
Illinois
$930K 66,661 -1,305 -2%
Bank of America
17
Bank of America
North Carolina
$927K 66,478 +22,546 +51%
LPL Financial
18
LPL Financial
California
$774K 55,360 -63,483 -53%
WAM
19
Wolverine Asset Management
Illinois
$715K 51,257 -275,819 -84%
CIA
20
Capital Investment Advisors
Georgia
$551K 39,528 -9,291 -19%
CA
21
Cornerstone Advisors
North Carolina
$538K 38,562 -115,180 -75%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$414K 29,702 -57,159 -66%
UBS Group
23
UBS Group
Switzerland
$398K 28,517 -6,118 -18%
CAN
24
Cetera Advisor Networks
California
$352K 25,216 +6,084 +32%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$341K 24,453 – –
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